Aames Financial Corp./DE 

CA

  SEC # 879957

        

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533  SEC Filings   from  5/8/96  to  11/15/04  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 11/5/04 — Filed re:  Issuer / Subject Company — Filed by:  Capital Z Partners Ltd.
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Forms , Documents & Exhibits  in  330 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/12/04	OLD		15-12B		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
11/3/04	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	162
					8-K Items:
10/21/04	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
10/25/04	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	2
11/3/04	OLD		Events:			•	Other Events — Item 8.01  OLD	7
11/3/04	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	8
10/5/04	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	2
9/3/04	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	12
5/26/04	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
5/21/04	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	26
5/17/04	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	3
1/15/04	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	4
10/28/03	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	9
9/18/03	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
8/25/03	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	3
12/17/02	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	18
12/11/02	OLD		T-3		Registration:		Applications for Qualifications of Trust Indentures — Form T-3  OLD	2
3/5/02	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
2/5/02	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
1/28/02	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	35
1/23/02	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	17
10/29/01	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
9/19/00	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
6/9/00	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	3
5/5/00	OLD		DEFA14C		Proxy:		Definitive Additional Proxy Info Statement — Schedule 14C  OLD	1
1/20/00	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
9/15/99	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
9/3/99	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
1/29/99	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
9/28/98	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
12/2/97	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
11/3/97	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
7/9/97	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
10/17/96	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	4
					General Exhibits:
9/3/04	OLD		EX-14		Code of Ethics  OLD			1
9/3/04	OLD		EX-23		Consents of Experts and Counsel  OLD			53
9/3/04	OLD		EX-10		Material Contracts  OLD			221
9/3/04	OLD		EX-21		Subsidiaries Lists  OLD			6
1/15/04	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			26
1/15/04	OLD		EX-5		Opinions of Counsel re: Legality  OLD			17
11/8/02	OLD		EX-28		Info from a Report Furnished to State Insurance Regulators  OLD			1
11/20/01	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			3
9/28/00	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
8/31/99	OLD		EX-20		Other Documents and Statements Furnished to Security Holders  OLD			2
4/27/98	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
3/3/98	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
3/3/98	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
9/27/96	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			3
					Additional Exhibits:
11/3/04	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			229
					Financials:
9/3/04	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			32
9/3/04	OLD		EX-31		Certifications — §302 – SOA’02  OLD			10
9/3/04	OLD		EX-32		Certifications — §906 – SOA’02  OLD			5
11/20/01	OLD		EX-12		Statements re: Computations of Ratios  OLD			5
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			20
3/1/99	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
11/3/04	OLD		GRAPHIC		Photos, Images and Graphs  OLD			121

Forms , Documents & Exhibits  in  223 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/15/04	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	98
3/26/04	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
3/10/04	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	21
6/2/03	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
5/6/03	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	26
2/6/03	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	22
12/17/02	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	18
8/14/02	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	35
1/29/99	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					General Exhibits:
1/16/04	OLD		EX-24		Powers of Attorney  OLD			25
					Additional Exhibits:
11/15/04	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			74
					Graphics:
3/26/04	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2004		61
2003		49
2002		100
2001		33
2000		53
1999		56
1998		35
1997		95
1996		51