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Vertical Communications, Inc. 
 MA
  SEC # 877931


        
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371  SEC Filings
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  from  5/14/96  to  6/10/09  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Marxe Austin W & Greenhouse David M 
 
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notifications of all
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Filings
involving  Vertical Communications, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  207 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/9/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 19
9/29/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
9/2/08 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
7/29/08 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/9/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
5/23/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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66

8-K Items: 
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5/23/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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18
2/13/07 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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5
10/18/06 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 4
5/23/08 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
12/12/05 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
4/8/05 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
5/23/08 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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8
10/4/04 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
4/27/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/4/04 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/2/07 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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8
3/18/08 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
11/4/04 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
12/4/06 OLD
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  Events: 
Other Events — Item 8.01  OLD 2
5/2/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 20

5/15/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 43
4/10/08 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
3/19/08 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
2/15/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
11/20/06 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/10/06 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 13
2/22/06 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
1/27/06 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
12/12/05 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD 1
3/26/04 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
2/23/04 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
11/3/03 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 13
10/22/03 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
3/11/03 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/29/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
10/25/02 OLD6-KUpdate:  Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K  OLD  — Press Releases
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& Conference Calls
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1

General Exhibits: 
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10/9/08 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
10/9/08 OLDEX-10Material Contracts  OLD 72
10/9/08 OLDEX-21Subsidiaries Lists  OLD 8
3/18/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 17
10/15/07 OLDEX-23Consents of Experts and Counsel  OLD 36
10/19/06 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
3/26/04 OLDEX-5Opinions of Counsel re: Legality  OLD 9
5/22/03 OLDEX-24Powers of Attorney  OLD 2
9/28/01 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 6
10/9/98 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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2/13/07 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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66

Financials: 
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10/9/08 OLDEX-31Certifications — §302 – SOA’02  OLD 60
10/9/08 OLDEX-32Certifications — §906 – SOA’02  OLD 49
11/14/06 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 20
4/27/05 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 19

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10/9/08 OLDGRAPHICPhotos, Images and Graphs  OLD 36


Forms
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, Documents
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& Exhibits
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 in  164 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/10/09 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 30
6/1/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 91
2/14/08 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 18
11/7/07 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 2
12/13/06 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 20
3/15/04 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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1/30/06 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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2/14/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
4/4/06 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
4/4/06 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
4/4/06 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
4/23/04 OLDEX-24Powers of Attorney  OLD 3

Additional Exhibits: 
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3/19/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 13

Financials: 
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4/12/01 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 6


        

Filings History

Year    # of Filings
In descending order
2009 2
2008 45
2007 19
2006 44
2005 45
2004 65
2003 61
2002 35
2001 14
2000 5
1999 5
1998 11
1997 9
1996 11

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