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Schulman A Inc. 
 OH
  SEC # 87565


        
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1,507  SEC Filings
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  from  1/14/94  to  1/17/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-15D/A’ — Amendment to Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Schulman A Inc. 

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Forms
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, Documents
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& Exhibits
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 in  457 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/17/20 OLD15-15DUpdate:  Notices of Suspensions of Duty to File Reports — Form 15  OLD 2
8/24/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 8
8/21/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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226

8-K Items: 
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8/21/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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29
8/21/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
8/21/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
3/28/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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61
6/3/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
11/14/16 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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8
8/25/11 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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5
8/21/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
8/21/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
8/21/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
8/21/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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55
8/21/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
6/14/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 9
2/15/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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38
8/21/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 33
8/21/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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174

6/28/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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83
6/8/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 23
5/31/18 OLDSDUpdate:  Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD  OLD 1
5/11/18 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/26/18 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
2/21/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
1/8/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
10/27/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 25
10/25/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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23
2/21/17 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
2/17/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
2/15/17 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
1/13/16 OLDARSUpdate:  Annual Reports to Security Holders  OLD 13
4/29/15 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
4/29/15 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
4/27/15 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
3/16/12 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
4/2/10 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 10
11/12/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
12/19/07 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
12/18/07 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/22/07 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/25/06 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
3/1/06 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 5
1/30/06 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
11/28/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3

General Exhibits: 
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8/21/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 54
8/21/18 OLDEX-10Material Contracts  OLD 167
5/31/18 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 4
2/15/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
1/8/18 OLDEX-23Consents of Experts and Counsel  OLD 48
1/8/18 OLDEX-5Opinions of Counsel re: Legality  OLD 17
1/8/18 OLDEX-24Powers of Attorney  OLD 37
10/25/17 OLDEX-21Subsidiaries Lists  OLD 24
10/27/16 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
10/26/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 12
3/22/10 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 6
11/14/05 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 13
4/29/04 OLDEX-14Code of Ethics  OLD 1
1/16/96 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1

Additional Exhibits: 
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6/14/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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276

Financials: 
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6/28/18 OLDEX-31Certifications — §302 – SOA’02  OLD 99
6/28/18 OLDEX-32Certifications — §906 – SOA’02  OLD 60
6/28/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,566
6/28/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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36
6/28/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 166
6/28/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
28
2/15/17 OLDEX-12Statements re: Computations of Ratios  OLD 4
10/26/10 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
10/30/08 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 15
11/27/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25

Graphics: 
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6/14/18 OLDGRAPHICPhotos, Images and Graphs  OLD 1,301


Forms
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, Documents
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& Exhibits
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 in  1,062 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/15/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 102
10/22/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 822
8/21/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/21/18 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 21
9/15/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 46
9/11/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 36
4/29/15 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
9/22/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 6
12/19/07 OLDDEFN14AProxy:  Definitive Non-Management Proxy Statement — Schedule 14A  OLD 1
12/19/07 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
12/18/07 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
11/26/07 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
11/8/07 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/25/06 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
3/1/06 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 5

Letters: 
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3/1/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12

General Exhibits: 
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2/15/18 OLDEX-10Material Contract  OLD 1
2/15/18 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
9/15/17 OLDEX-24Powers of Attorney  OLD 62

Additional Exhibits: 
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8/21/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 58

Graphics: 
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3/15/18 OLDGRAPHICPhotos, Images and Graphs  OLD 101


        

Filings History

Year    # of Filings
In descending order
2020 1
2019 1
2018 101
2017 68
2016 97
2015 90
2014 63
2013 70
2012 95
2011 83
2010 104
2009 73
2008 100
2007 133
2006 130
2005 81
2004 89
2003 58
2002 15
2001 8
2000 8
1999 6
1998 5
1997 9
1996 9
1995 5
1994 5

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