First Trust Portfolios L.P. 

IL

  SEC # 875626

        

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28,771  SEC Filings   from  1/3/94  to  3/1/24  (7 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘144’ — Notice of a Proposed Sale of Securities by an Insider — Form 144 — Filed as:  Owner / Insider — Re:  First Trust Exchange-Traded Fund III
New-Filing E-Mail:			Send me notifications of all Filings involving  First Trust Portfolios L.P.

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Forms , Documents & Exhibits  in  74 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/1/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	23
2/23/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	23
1/24/24			40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company	1
3/18/15	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	10
4/1/04	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD	5
2/11/00	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	12
					Broker-Dealer Reports:
2/23/24			FULL		Annual Financial Reports (Full)			8
2/29/16	OLD		STMT FIN COND		Statement of Financial Condition  OLD			1
2/29/16	OLD		STMT FIN COND NOTES		Notes to the Statement of Financial Condition  OLD			1
2/29/16	OLD		ACCT RPT STMT FIN CO		Accountant’s Report re: an Examination of the Statement of Financial Condition  OLD			1
					Graphics:
1/24/24			GRAPHIC		Photos, Images and Graphs			2

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		3
2023		3
2022		4
2021		3
2020		1
2019		3
2018		4
2017		1
2016		7
2015		6
2014		2
2013		2
2012		2
2011		2
2010		1
2009		1
2008		2,113
2007		2,794
2006		2,417
2005		2,148
2004		2,540
2003		1,950
2002		2,408
2001		2,037
2000		2,067
1999		1,837
1998		1,770
1997		1,321
1996		1,126
1995		1,106
1994		1,092