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AES Corp. 
 VA
  SEC # 874761


        
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2,152  SEC Filings
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  from  5/6/96  to  4/15/24  (4 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 11/21/23 — Filed re:  Issuer / Subject Company — Filed by:  Falu Ricardo Manuel 
 
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Filings
involving  AES Corp. 

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Forms
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, Documents
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& Exhibits
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 in  1,114 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/14/24ARSUpdate:  Annual Reports to Security Holders7
3/14/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A22
3/14/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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30
2/26/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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391

8-K Items: 
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5/17/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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44
3/19/09 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
2/24/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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5
2/26/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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83
5/17/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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21
1/6/06 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
11/14/11 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
6/24/22 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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13
5/3/07 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
11/10/09 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
3/11/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
3/17/08 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
3/3/08 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 5
1/19/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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54
4/24/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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7
8/20/15 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
4/24/23"Submission of Matters to a Vote of Security Holders — Item 5.07 — ‘EX-22’
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14
2/26/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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104
7/24/23
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  Events: 
Other Events — Item 8.0162
2/26/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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193

2/26/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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32
2/23/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G6
12/12/234Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 41
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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89
6/26/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K56
5/16/23424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities35
5/15/23FWPRegistration:  Prospectuses – Free Writing16
3/2/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 5
3/2/22 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/28/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 25
2/7/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
7/19/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 67
7/19/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
7/14/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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22
6/24/21 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 19
3/10/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
3/10/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 10
3/3/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 15
8/6/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 22
2/26/18 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
5/1/17 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 10
5/14/15 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 3
7/1/08 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 2
3/3/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
5/11/07 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
4/6/06 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
12/13/05 OLDU-57Update:  Notices of Status by Foreign Utility Companies — Form U-57  OLD 121
8/31/05 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
5/31/05 OLD35-CERTUpdate:  Certificates re: Terms and Conditions of Transactions — Form 35-CERT  OLD 29
3/19/02 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
11/7/01 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 24
3/27/01 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
3/23/01 OLDU-1Registration:  Applications and Declarations — Form U-1  OLD 11
12/4/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 7
9/22/00 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
6/8/99 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 2
8/15/97 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
3/10/97 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1

General Exhibits: 
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2/26/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/26/24EX-23Consents of Experts and Counsel224
2/26/24EX-10Material Contracts153
2/26/24EX-24Powers of Attorney56
2/26/24EX-21Subsidiaries Lists31
8/3/23EX-3Articles of Incorporation/Organization and Bylaws20
5/17/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders115
5/17/23EX-5Opinions of Counsel re: Legality74
5/17/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)38
5/16/23EX-FILING FEESFiling Fees3
3/2/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 128
4/20/11 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
11/21/03 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1
7/3/01 OLDEX-26Invitation for Competitive Bids  OLD 1
3/27/01 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 5
8/4/98 OLDEX-20Other Documents and Statements Furnished to Security Holders  OLD 11

Additional Exhibits: 
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2/26/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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445

Financials: 
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3/14/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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6,388
3/14/24EX-101.*XBRL Data  (XBRL Files)602
3/14/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)83
3/14/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
119
2/26/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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129
2/26/24EX-31Certifications — §302 – SOA’02180
2/26/24EX-32Certifications — §906 – SOA’02178
2/26/18 OLDEX-12Statements re: Computations of Ratios  OLD 41
3/27/09 OLDEX-100.*XBRL Data {Voluntary}  (XBRL Files)  OLD 18
3/17/08 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22
8/11/00 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 18

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3/14/24GRAPHICPhotos, Images and Graphs2,215


Forms
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, Documents
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& Exhibits
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 in  1,058 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 00130H
 

        
Latest Filing  Type    Category    Description        Documents
     
4/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 796
4/10/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 137
2/15/2425-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 252
1/22/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 364
12/13/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
5/15/23FWPRegistration:  Prospectuses – Free Writing16
3/13/18 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 5
5/19/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
2/17/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
7/18/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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7/2/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC27
7/2/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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1/22/24EX-24Powers of Attorney36
3/19/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
3/19/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
3/19/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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2/15/24EX-99Miscellaneous Exhibits, such as Press Releases7

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3/5/21 OLDGRAPHICPhotos, Images and Graphs  OLD 16


        

Filings History

Year    # of Filings
In descending order
2024 27
2023 69
2022 71
2021 82
2020 72
2019 61
2018 78
2017 83
2016 63
2015 76
2014 67
2013 81
2012 72
2011 75
2010 56
2009 89
2008 82
2007 109
2006 119
2005 72
2004 86
2003 70
2002 65
2001 119
2000 120
1999 61
1998 51
1997 58
1996 18

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