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Ambac Financial Group Inc. 
 NY
  SEC # 874501


        
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2,086  SEC Filings
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  from  2/9/94  to  3/15/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/13/24 — Filed re:  Issuer / Subject Company — Filed by:  LeBlanc Claude 
 
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notifications of all
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Filings
involving  Ambac Financial Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  597 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/27/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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28
2/27/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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288

8-K Items: 
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2/27/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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30
12/23/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
3/20/12 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
2/27/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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68
7/6/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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10
1/3/23 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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3
1/23/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
5/3/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
5/3/13 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
5/3/13 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/6/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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46
1/27/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
6/22/23"Submission of Matters to a Vote of Security Holders — Item 5.0712
6/15/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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52
10/7/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 63
2/27/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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142

11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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86
6/16/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A31
4/28/23ARSUpdate:  Annual Reports to Security Holders9
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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26
8/12/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
8/12/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
2/3/20 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 3
1/30/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
1/30/20 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 14
4/29/19 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
2/22/17 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
2/21/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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28
5/11/16 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
4/21/16 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/19/16 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 5
5/12/14 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
5/1/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/30/12 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/14/11 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 11
6/30/11 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
8/26/10 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
4/16/10 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
3/15/10 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/18/10 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 4
4/3/09 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
3/31/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 7
3/10/08 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 6
3/7/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
1/16/08 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 2
12/1/05 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
11/29/05 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
3/17/03 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
3/28/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
2/14/97 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1

General Exhibits: 
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2/27/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/27/24EX-23Consents of Experts and Counsel48
2/27/24EX-10Material Contracts234
2/27/24EX-24Powers of Attorney115
2/27/24EX-21Subsidiaries Lists29
2/28/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
1/27/23 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
7/6/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 45
8/12/20 OLDEX-5Opinions of Counsel re: Legality  OLD 23
8/28/14 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 17
3/31/09 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 7
3/15/05 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 9

Additional Exhibits: 
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2/27/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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252

Financials: 
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2/27/24EX-31Certifications — §302 – SOA’02170
2/27/24EX-32Certifications — §906 – SOA’02129
2/27/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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5,259
2/27/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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103
2/27/24EX-101.*XBRL Data  (XBRL Files)477
2/27/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)65
2/27/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
96
8/8/18 OLDEX-12Statements re: Computations of Ratios  OLD 38
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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23
11/14/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 7

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2/27/24GRAPHICPhotos, Images and Graphs756


Forms
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, Documents
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& Exhibits
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 in  1,499 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 023139
 

        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,255
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G132
6/26/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
6/22/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 342
4/28/2325-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 256
5/13/16 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 10
4/25/16 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/22/16 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 4
4/19/16 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 6
1/27/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 10
3/7/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4

Letters: 
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2/21/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC28

General Exhibits: 
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6/22/23EX-24Powers of Attorney1,119
2/9/09 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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4/28/23EX-99Miscellaneous Exhibits, such as Press Releases29

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5/3/16 OLDGRAPHICPhotos, Images and Graphs  OLD 88


        

Filings History

Year    # of Filings
In descending order
2024 45
2023 83
2022 73
2021 70
2020 60
2019 53
2018 53
2017 46
2016 104
2015 33
2014 35
2013 37
2012 29
2011 30
2010 92
2009 89
2008 220
2007 190
2006 150
2005 173
2004 170
2003 116
2002 29
2001 24
2000 14
1999 11
1998 22
1997 17
1996 10
1995 5
1994 3

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