Applied Visual Sciences, Inc. 

VA

  SEC # 873198

        

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513  SEC Filings   from  8/14/96  to  4/7/16  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘S-8 POS’ — Post-Effective Amendment of a Form S-8 Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Applied Visual Sciences, Inc.

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Forms , Documents & Exhibits  in  324 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/7/16	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
3/30/16	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	96
					8-K Items:
3/1/11	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	15
11/21/05	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
9/27/04	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
10/20/10	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
7/7/11	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
3/1/11	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	11
2/26/09	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	4
2/24/06	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
4/22/14	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD  — ↓‘EX-9’	1
2/19/14	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	13
7/15/10	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
1/27/10	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
3/30/16	OLD		Events:			•	Other Events — Item 8.01  OLD	42
3/1/11	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	23
3/30/16	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
11/13/15	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	42
8/17/15	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	30
7/17/15	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	11
3/31/15	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	15
9/27/12	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
2/14/11	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	19
6/30/09	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
12/1/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	18
8/14/08	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
8/11/08	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
8/8/08	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
5/28/08	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
4/28/08	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
4/10/07	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
9/1/06	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	12
1/17/06	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	7
12/21/05	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	6
12/3/04	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
11/15/04	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	28
11/3/04	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
12/23/03	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
6/13/03	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
1/19/01	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	2
4/27/00	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
4/15/97	OLD		10KSB40		Update:		Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD	1
					General Exhibits:
7/17/15	OLD		EX-23		Consents of Experts and Counsel  OLD			31
7/17/15	OLD		EX-21		Subsidiaries Lists  OLD			12
4/14/14	OLD		EX-10		Material Contracts  OLD			165
7/15/10	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			16
6/30/09	OLD		EX-5		Opinions of Counsel re: Legality  OLD			11
4/13/07	OLD		EX-9		Voting Trust Agreement  OLD			1
7/29/04	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			14
4/14/04	OLD		EX-14		Code of Ethics  OLD			1
9/10/01	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			12
8/10/01	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
8/10/01	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			2
					Additional Exhibits:
10/20/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			28
					Financials:
11/13/15	OLD		EX-31		Certifications — §302 – SOA’02  OLD			129
11/13/15	OLD		EX-32		Certifications — §906 – SOA’02  OLD			124
11/13/15	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			523
11/13/15	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			24
11/13/15	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			108
11/13/15	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			18
1/9/09	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
8/30/02	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
11/20/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			18
5/15/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			4
					Graphics:
11/16/09	OLD		GRAPHIC		Photos, Images and Graphs  OLD			46

Forms , Documents & Exhibits  in  191 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/19/14	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	138
7/30/10	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	24
12/5/07	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	10
2/12/07	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	5
6/13/03	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
					Letters:
3/24/11	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			12
					General Exhibits:
8/14/03	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
8/14/03	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
12/27/04	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

        

Filings History

Year		# of Filings
2016		3
2015		6
2014		15
2013		18
2012		11
2011		20
2010		36
2009		34
2008		35
2007		71
2006		64
2005		52
2004		38
2003		33
2002		9
2001		22
2000		15
1999		10
1998		9
1997		10
1996		2