Rockefeller Financial Services Inc. 

NY

  SEC # 869878

        

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No  Owner Relationships  (where the Issuers of the  Rockefeller Financial Services Inc.-owned  securities are...)

        

but there are...  Recent Holdings Reports for this and 3 Related Money Managers

History:  Assets Under Management

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager and Related Managers Managers with whom Investment Discretion is Shared
2/2/18			12/31/17				734		$6,336		NY	Rockefeller Financial Services Inc.
							510		$5,156		NY	Rockefeller & Co. LLC
							111		$385		DE	Rockefeller Trust Co. (Delaware)
							113		$795		NY	Rockefeller Trust Co., N.A.
10/20/17			9/30/17				759		$5,252		NY	Rockefeller Financial Services Inc.
											and 3 Other Managers
7/18/17			6/30/17				657		$5,037		NY	Rockefeller Financial Services Inc.
											and 3 Other Managers
4/28/17			3/31/17				678		$5,006		NY	Rockefeller Financial Services Inc.
											and 3 Other Managers
1/19/17			12/31/16				733		$4,922		NY	Rockefeller Financial Services Inc.
											and 3 Other Managers
10/28/16			9/30/16				669		$4,788		NY	Rockefeller Financial Services Inc.
											and 3 Other Managers
7/20/16			6/30/16				682		$5,004		NY	Rockefeller Financial Services Inc.
											and 3 Other Managers
4/28/16			3/31/16				829		$5,151		NY	Rockefeller Financial Services Inc.
											and 3 Other Managers

        

No  Issuer Relationships  (where the Owners of the  Rockefeller Financial Services Inc.  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

Rockefeller Financial Services Inc.  has been the Filing Agent for  3  Affiliates:

Latest Filing						Affiliate			Filings
		Type		As Party
2/2/18		13F-NT		Filer:¹		NY	Rockefeller & Co. LLC		15
2/2/18		13F-NT		Filer:¹		DE	Rockefeller Trust Co. (Delaware)		12
2/2/18		13F-NT		Filer:¹		NY	Rockefeller Trust Co., N.A.		15
Total:									42
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¹   Filer:  Filing by the Affiliate filed re: themself.

4  Filing Agents and/or Registrants have submitted Filings for  Rockefeller Financial Services Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
2/2/18		13F-HR			No Filing Agent:  Self-filed — 869878		54
1/19/17		13F-HR		NY	Rockefeller & Co. LLC — 315123		24
1/28/15		13F-HR		DE	Rockefeller Trust Co. (Delaware) — 1292819		1
5/15/02		13F-HR		NY	Rockefeller Trust Co., N.A. — 866998		2
Total:							81
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.