| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 12/23/19 | OLD | | 15-12G | | Registration: | | Certifications of Terminations of Registration of Classes of Securities — Form 15 OLD | 2 |
| 12/19/19 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls | 188 |
| | |
| | 8-K Items: |
| 12/19/19 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 43 |
| 1/6/17 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 1 |
| 12/19/19 | OLD | | " | | | • | Bankruptcy or Receivership — Item 1.03 OLD — ↓‘EX-2’ | 1 |
| 4/16/19 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 6 |
| 5/3/17 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD | 52 |
| 12/17/14 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 5 |
| 4/3/18 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 4/9/18 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 4 |
| 8/6/19 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 4 |
| 9/5/19 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 3 |
| 12/21/18 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 4 |
| 4/3/18 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD — ↓‘EX-7’ | 3 |
| 12/19/19 | OLD | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 50 |
| 12/19/19 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 5 |
| 4/26/19 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD | 1 |
| 12/15/16 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD — ↓‘EX-22’ | 8 |
| 8/15/19 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 50 |
| 2/8/19 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 29 |
| 12/19/19 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD | 124 |
| | |
|
| 11/15/19 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 9 |
| 9/30/19 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
| 9/5/19 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| 2/10/17 | OLD | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q OLD — Financial Reports | 67 |
| 10/28/16 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 9 |
| 10/28/16 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 22 |
| 9/13/16 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 26 |
| 5/25/16 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 6 |
| 5/29/15 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| 5/28/15 | OLD | | EFFECT | | SEC: | | SEC Notice of Effectiveness OLD | 1 |
| 5/27/15 | OLD | | 424B5 | | Registration: | | Prospectus – Primary Offering or Shelf Securities – New Facts or Events OLD | 1 |
| 5/22/15 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 6 |
| 2/18/14 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 6 |
| 3/1/12 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 2 |
| 2/11/10 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
| 11/12/09 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 11/9/09 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 11/9/09 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 12/23/08 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 10/1/07 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 2 |
| 6/29/06 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 2 |
| 12/6/05 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statement — Schedule 14A OLD | 1 |
| 9/28/99 | OLD | | 10-K405 | | Update: | | Annual Report — Reg. S-K – Item 405 — Form 10-K OLD | 1 |
| 11/9/98 | OLD | | SC 13E3 | | Ownership: | | Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3 OLD | 4 |
| 11/5/98 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Materials — Schedule 14A OLD | 4 |
| 7/28/98 | OLD | | PRE13E3 | | Proxy: | | Preliminary Proxy Statement – Going-Private Transaction — Schedule 13E-3 OLD | 1 |
| 7/28/98 | OLD | | PREM14A | | Proxy: | | Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| | |
| | General Exhibits: |
| 12/19/19 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 8 |
| 12/19/19 | OLD | | EX-10 | | Material Contracts OLD | 133 |
| 9/5/19 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 4 |
| 9/13/16 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 40 |
| 9/13/16 | OLD | | EX-21 | | Subsidiaries Lists OLD | 19 |
| 5/29/15 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 6 |
| 5/29/15 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 2 |
| 2/9/15 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 3 |
| 12/23/08 | OLD | | EX-24 | | Powers of Attorney OLD | 2 |
| 9/26/96 | OLD | | EX-22 | | Published Report re: Matters Submitted to a Vote of Security Holders OLD | 1 |
| | |
| | Additional Exhibits: |
| 8/15/19 | OLD | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 6 Articles of Incorporation/Organization | 154 |
| | |
| | Financials: |
| 12/21/18 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 5/4/17 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 2 |
| 2/10/17 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 126 |
| 2/10/17 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 124 |
| 2/10/17 | OLD | | XML & R# | | IDEA Financial Reports Info OLD — Financial Reports | 1,178 |
| 2/10/17 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 31 |
| 2/10/17 | OLD | | EX-101.* | | XBRL Data (XBRL Files) OLD | 144 |
| 2/10/17 | OLD | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) OLD | 24 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 19 |
| 2/11/99 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 9 |
| | |
| | Graphics: |
| 12/23/19 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 290 |
