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UBS Asset Management Americas Inc.
IL
SEC # 861177
39 Related Registrants:
Multi-Select Securities Fund for Puerto Rico Residents — 6/23/23 — SEC # 1852344
Pace Select Advisors Trust — 6/23/23 — SEC # 930007
Short Term Investment Fund for Puerto Rico Residents, Inc. — 6/23/23 — SEC # 1847310
U.S. Monthly Income Fund for Puerto Rico Residents, Inc. — 6/23/23 — SEC # 1843749
UBS Funds — 6/23/23 — SEC # 886244
UBS Series Funds — 6/23/23 — SEC # 1060517
UBS Trust Co. of Puerto Rico — 6/23/23 — SEC # 1834033
More than a Year ago:
UBS Asset Management (US) Inc. — 3/1/17 — SEC # 67037
UBS ETMF Trust — 3/1/17 — SEC # 1682616
UBS AG — 5/20/15 — SEC # 1114446
UBS Alternative & Quantitative Investments LLC — 5/20/15 — SEC # 1515000
UBS Global Asset Management US Inc. — 5/20/15 — SEC # 1179593
UBS Ib Co-Investment 2001 GP Ltd. — 5/20/15 — SEC # 1452584
UBS Oconnor LLC — 5/20/15 — SEC # 1132716
UBS Eucalyptus Management LLC — 1/31/13 — SEC # 1229903
UBS Financial Services Inc. — 1/31/13 — SEC # 1161787
UBS Juniper Management LLC — 1/31/13 — SEC # 1229907
UBS Securities Japan Co., Ltd. — 1/31/13 — SEC # 1564969
UBS Willow Management LLC — 1/31/13 — SEC # 1229902
UBS Enso Management, L.L.C. — 3/19/09 — SEC # 1431537
UBS Fund Advisor LLC — 3/19/09 — SEC # 1118947
UBS Tamarack Management LLC — 3/19/09 — SEC # 1229904
UBS Securities LLC — 1/30/09 — SEC # 1070766
Sma Relationship Trust — 12/18/08 — SEC # 1225290
UBS Index Trust — 12/18/08 — SEC # 1039949
UBS Investment Trust — 12/18/08 — SEC # 873803
UBS Relationship Funds — 12/18/08 — SEC # 944684
UBS Series Trust — 12/18/08 — SEC # 806591
Dsi International Management Inc. — 8/16/05 — SEC # 880886
Gam International Management Ltd. — 8/16/05 — SEC # 1229918
Gam Services Inc. — 8/16/05 — SEC # 1229921
Gam USA Inc. — 8/16/05 — SEC # 1229919
UBS Aspen Management LLC — 8/16/05 — SEC # 1229901
UBS Global Asset Management International Ltd. — 8/16/05 — SEC # 1229914
UBS Redwood/Sequoia Management LLC — 8/16/05 — SEC # 1229908
Fort Dearborn Income Securities Inc. — 4/21/05 — SEC # 38188
UBS Supplementary Trust — 4/21/05 — SEC # 1223224
UBS Global Asset Management NY Inc. — 12/10/03 — SEC # 1229910
Dsi International — 12/10/03 — SEC # 1229911
Click to view...
Registrant
About
Filings
Files
Relationships
Names
Topics
Web
1,429 SEC Filings
from 2/24/94 to 2/14/24
(
2 Months Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23
—
Filed as:
Filer / Offerer
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UBS Asset Management Americas Inc.
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Details...
Forms
, Documents
&
Exhibits
in
1,312 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/14/24
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
—
Assets Under Management
120
2/13/24
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
1,147
6/23/23
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
23
6/7/11
OLD
APP ORDR
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders
OLD
2
5/17/11
OLD
APP NTC
SEC:
Application for an SEC Exemption Order – ‘40-APP’ SEC Notice
OLD
1
5/19/10
OLD
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
OLD
—
Assets Under Management
11
12/18/08
OLD
APP WD
Registration:
Withdrawals of Applications for Exemption Orders and Other Relief
OLD
2
4/14/06
OLD
40-6C
Registration:
Applications for Exemptions and Other Relief by Investment Companies
OLD
5
10/13/04
OLD
PX14A6G
Proxy:
Notice of an Exempt Non-Management Proxy Solicitation
OLD
1
4/17/97
OLD
SC 13D
Ownership:
Statement of Acquisition of Beneficial Ownership by an “Active” Investor
—
Schedule 13D
OLD
1
Form-Specific Documents:
2/14/24
INFO-TABLE
Portfolio Securities Holdings – Info Tables —
Form 13F
—
Assets Under Management
48
Graphics:
6/23/23
GRAPHIC
Photos, Images and Graphs
370
History as a Money Manager:
Assets Under Management
·
Related Money Managers
9
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/13/24
12/31/23
30
of
1,268
$86,748
CA
Kayne Anderson Rudnick Investment Management LLC
1/31/24
12/31/23
90
of
1,062
$53,078
IL
Calamos Advisors LLC
4/25/23
3/31/23
NA
of
5
NA
OH
Nationwide Fund Advisors
7/20/21
3/31/21
NA
of
28,081
NA
Royal Bank of Canada
11/14/16
9/30/16
55
of
1,106
$67
CA
Analytic Investors, LLC
11/4/15
9/30/15
70
of
996
$229
MA
LMCG Investments, LLC
8/1/15
6/30/15
NA
of
133
NA
NY
Mackay Shields LLC
2/5/15
12/31/14
13
of
10,907
$141
WA
Russell Frank Co
8/14/13
6/30/13
NA
of
1,203
NA
TX
United Services Automobile Association
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
7
2023
9
2022
6
2021
13
2020
8
2019
13
2018
9
2017
15
2016
15
2015
18
2014
12
2013
14
2012
23
2011
25
2010
37
2009
66
2008
75
2007
89
2006
51
2005
41
2004
31
2003
36
2002
37
2001
85
2000
163
1999
127
1998
118
1997
92
1996
79
1995
77
1994
38
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— Thu., Apr. 25, 2:26:38.
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