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Avx Corp. 
 SC
  SEC # 859163


        
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3,910  SEC Filings
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  from  6/4/96  to  4/10/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Avx Corp. 

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Forms
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, Documents
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& Exhibits
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 in  433 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/10/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/30/20 OLD15-15DUpdate:  Notices of Suspensions of Duty to File Reports — Form 15  OLD 2
3/30/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 12
3/30/20 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 4
3/30/20 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 4
3/30/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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151

8-K Items: 
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3/16/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
3/30/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
3/30/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
1/23/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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61
3/30/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
3/30/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
9/15/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
3/30/20 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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28
3/30/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
7/20/05 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
7/25/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 12
3/30/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 10
3/30/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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84

3/27/20 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
3/23/20 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 77
3/20/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
2/21/20 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 3
2/5/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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74
12/19/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 10
6/4/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 25
5/29/19 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 6
5/17/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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29
6/28/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
6/30/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 9
11/8/13 OLDIRANNOTICEUpdate:  Notice of an Iran/Syria Disclosure in a Quarterly or Annual Report  OLD 1
3/31/10 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 8
9/25/07 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
9/25/07 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
6/26/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/25/07 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
6/27/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
2/16/00 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
2/11/00 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3

General Exhibits: 
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3/30/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
3/23/20 OLDEX-23Consents of Experts and Counsel  OLD 124
3/16/20 OLDEX-10Material Contracts  OLD 48
2/21/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
5/29/19 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 12
5/17/19 OLDEX-24Powers of Attorney  OLD 32
5/17/19 OLDEX-21Subsidiaries Lists  OLD 26
2/9/17 OLDEX-5Opinions of Counsel re: Legality  OLD 9
8/19/99 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
6/14/99 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 4

Additional Exhibits: 
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3/30/20 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  5 Articles of Incorporation/Organization;  1 Bylaws  (6 total)
115

Financials: 
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3/30/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,129
3/30/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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53
3/30/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 245
3/30/20 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 12
3/30/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
45
2/5/20 OLDEX-31Certifications — §302 – SOA’02  OLD 140
2/5/20 OLDEX-32Certifications — §906 – SOA’02  OLD 74
9/15/06 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/6/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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20

Graphics: 
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3/30/20 OLDGRAPHICPhotos, Images and Graphs  OLD 500


Forms
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, Documents
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& Exhibits
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 in  3,482 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/1/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3,405
3/30/20 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/30/20 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 4
3/30/20 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 4
3/30/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
3/30/20 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 3
2/21/20 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 3
2/21/20 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
1/24/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 25

Letters: 
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3/19/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12
3/19/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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1/14/02 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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3/30/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 19

Graphics: 
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3/2/20 OLDGRAPHICPhotos, Images and Graphs  OLD 85


        

Filings History

Year    # of Filings
In descending order
2020 68
2019 89
2018 251
2017 217
2016 203
2015 164
2014 200
2013 213
2012 209
2011 261
2010 348
2009 266
2008 277
2007 297
2006 314
2005 178
2004 182
2003 115
2002 13
2001 9
2000 10
1999 8
1998 7
1997 7
1996 4

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