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TCW Group Inc. 
 CA
  SEC # 850401


        
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2,094  SEC Filings
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  from  2/10/95  to  2/12/24  (6 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  Nicholas Financial Inc. 
 
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involving  TCW Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  1,957 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/12/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G1,747
2/9/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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110
6/2/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 19
6/2/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 72
12/31/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 6
5/10/17 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
5/10/17 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/7/01 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Form-Specific Documents: 
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2/9/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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46

General Exhibits: 
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11/15/04 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
11/15/04 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 9
10/6/03 OLDEX-10Material Contracts  OLD 3
10/6/03 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 3
10/6/03 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
10/6/03 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 20
10/6/03 OLDEX-9Voting Trust Agreements  OLD 2
2/24/03 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
5/9/02 OLDEX-21Subsidiaries Lists  OLD 615
2/3/00 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1
1/20/00 OLDEX-24Powers of Attorney  OLD 2
9/23/99 OLDEX-5Opinions of Counsel re: Legality  OLD 2

Additional Exhibits: 
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6/2/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 1,397

Financials: 
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10/6/03 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 2
10/6/03 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 2
12/28/99 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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5/10/17 OLDGRAPHICPhoto, Image or Graph  OLD 1

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


2 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
11/24/219/30/21  NA of 1,192  NA  
 TN
 
First Mercantile Trust Co.
11/14/169/30/16  2 of 12  $1  
 CA
 
Crescent Capital Group LP


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 9
2023 26
2022 15
2021 23
2020 25
2019 21
2018 20
2017 19
2016 24
2015 23
2014 22
2013 28
2012 38
2011 44
2010 37
2009 54
2008 75
2007 66
2006 93
2005 102
2004 138
2003 86
2002 140
2001 119
2000 137
1999 167
1998 179
1997 167
1996 110
1995 87

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