Heritage Global Inc. 

CA

  SEC # 849145

        

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796  SEC Filings   from  5/12/95  to  4/12/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Heritage Global Inc.

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Forms , Documents & Exhibits  in  404 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/12/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A    — Financial Reports	7
3/14/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	34
12/4/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	129
					8-K Items:
6/1/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	29
9/21/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	10
7/8/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	7
3/9/23	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	4
6/1/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	10
5/31/05	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
6/8/09	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
3/25/19	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
8/15/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	5
3/26/10	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
5/1/14	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
8/16/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	29
9/30/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
6/20/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
3/22/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	11
12/4/23			Events:			•	Other Events — Item 8.01	28
3/22/23	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	70
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	92
9/26/23			EFFECT		SEC:		SEC Notices of Effectiveness	3
9/21/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	4
9/14/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	11
5/1/23			ARS		Update:		Annual Report to Security Holders	1
4/28/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	5
4/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	12
7/13/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	10
10/2/20	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
10/1/20	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
8/28/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
8/25/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/8/16	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
7/26/13	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	2
7/12/13	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
1/14/05	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
8/17/04	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	19
7/1/04	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
3/29/04	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	8
3/9/04	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
1/30/02	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
7/30/01	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	4
3/29/01	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
4/20/00	OLD		PRES14A		Proxy:		Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD	3
2/2/00	OLD		DEFS14A		Proxy:		Definitive Proxy Statements – Special Meetings — Schedule 14A  OLD	2
11/29/99	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
7/21/99	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	4
6/24/99	OLD		S-2		Registration:		Registration Statements — Form S-2  OLD	3
8/14/98	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	19
10/20/97	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	4
9/3/97	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	4
12/11/95	OLD		11-K		Update:		Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K  OLD	1
					General Exhibits:
3/14/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/14/24			EX-23		Consents of Experts and Counsel			66
3/14/24			EX-10		Material Contracts			289
3/14/24			EX-21		Subsidiaries Lists			24
9/14/23			EX-FILING FEES		Filing Fees			2
9/14/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			37
9/14/23			EX-5		Opinions of Counsel re: Legality			25
10/29/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
9/30/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			17
4/14/04	OLD		EX-14		Code of Ethics  OLD			1
5/20/03	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			8
					Additional Exhibits:
3/22/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			103
					Financials:
4/12/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,867
4/12/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			70
4/12/24			EX-101.*		XBRL Data  (XBRL Files)			323
4/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			23
4/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			63
3/14/24			EX-31		Certifications — §302 – SOA’02			204
3/14/24			EX-32		Certifications — §906 – SOA’02			204
8/15/22	OLD		EX-16		Letters re: Changes in Accountants  OLD			6
10/19/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			29
12/20/96	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			12
					Graphics:
4/12/24			GRAPHIC		Photos, Images and Graphs			343

Forms , Documents & Exhibits  in  392 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 42727E

        

Latest Filing			Type		Category	Description		Documents
3/20/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	313
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	12
4/17/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	31
3/20/23	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	29
3/21/19	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
9/21/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			5
9/21/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			3
					General Exhibits:
4/3/23	OLD		EX-24		Powers of Attorney  OLD			23
3/25/11	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			12
3/21/01	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			5
					Additional Exhibits:
2/12/24			EX-99		Miscellaneous Exhibits, such as Press Releases			12

        

Filings History

Year		# of Filings
2024		18
2023		54
2022		33
2021		65
2020		43
2019		28
2018		20
2017		14
2016		47
2015		24
2014		33
2013		22
2012		34
2011		25
2010		20
2009		10
2008		18
2007		16
2006		17
2005		26
2004		44
2003		21
2002		12
2001		26
2000		23
1999		22
1998		18
1997		30
1996		25
1995		8