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Doral Financial Corp. 
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  SEC # 840889


        
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798  SEC Filings
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  from  3/31/94  to  2/12/16  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Footprints Asset Management & Research 
 
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notifications of all
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Filings
involving  Doral Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  581 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/2/15 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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269

8-K Items: 
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3/2/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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25
6/2/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
3/12/15 OLD"Bankruptcy or Receivership — Item 1.03  OLD 2
1/15/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 6
3/21/14 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 31
3/12/15 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
10/3/14 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 4
10/30/08 OLD"Material Impairments — Item 2.06  OLD 3
4/2/15 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 8
4/27/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
4/26/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
4/21/05 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
7/20/07 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/2/15 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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45
6/28/13 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
12/2/05 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
11/20/12 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 2
6/20/13 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
3/6/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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67
3/12/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 83
3/12/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 112

3/30/15 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
11/12/14 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 17
4/30/14 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
1/16/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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28
11/5/13 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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62
6/28/13 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
6/17/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 35
5/8/13 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/26/13 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 23
4/12/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 8
10/19/11 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
7/8/11 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 4
5/9/11 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 8
5/9/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
5/2/11 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
8/5/10 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
5/4/10 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/23/10 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 14
3/15/10 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 9
7/22/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
7/16/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 12
9/29/06 OLDARSUpdate:  Annual Reports to Security Holders  OLD 5
9/17/04 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 14
6/22/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 18
6/2/04 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 3
1/6/03 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
5/29/02 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
3/31/98 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
8/21/97 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
8/8/97 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
9/16/96 OLD424ARegistration:  Prospectuses – Info Substantively Changed or Added  OLD 2
12/15/95 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1

Letters: 
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10/19/09 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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6/13/14 OLDEX-17Correspondence re: Departure of a Director  OLD 1
3/21/14 OLDEX-23Consents of Experts and Counsel  OLD 50
3/21/14 OLDEX-10Material Contracts  OLD 128
3/21/14 OLDEX-21Subsidiaries Lists  OLD 21
6/28/13 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 37
6/28/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 43
5/21/10 OLDEX-5Opinions of Counsel re: Legality  OLD 36
1/27/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 24
12/22/09 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 20
3/15/05 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 6
6/10/04 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 10

Additional Exhibits: 
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3/12/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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256

Financials: 
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4/30/14 OLDEX-31Certifications — §302 – SOA’02  OLD 90
3/21/14 OLDEX-12Statements re: Computations of Ratios  OLD 145
3/21/14 OLDEX-32Certifications — §906 – SOA’02  OLD 88
3/21/14 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,119
3/21/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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13
3/21/14 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 66
3/21/14 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
11
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25

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1/20/15 OLDGRAPHICPhotos, Images and Graphs  OLD 961


Forms
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, Documents
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& Exhibits
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 in  231 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/12/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 40
3/31/15 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/28/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 24
10/7/13 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 32
9/13/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 93
3/23/10 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 14
2/14/08 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
11/1/04 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 2

Letters: 
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2/13/14 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC20

General Exhibits: 
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4/21/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
1/31/05 OLDEX-24Powers of Attorney  OLD 12

Additional Exhibits: 
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3/31/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 20

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3/23/10 OLDGRAPHICPhotos, Images and Graphs  OLD 36


        

Filings History

Year    # of Filings
In descending order
2016 1
2015 20
2014 54
2013 39
2012 29
2011 69
2010 88
2009 43
2008 38
2007 64
2006 48
2005 43
2004 61
2003 38
2002 23
2001 24
2000 14
1999 28
1998 18
1997 14
1996 17
1995 19
1994 6

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