Credit Suisse AG    SEC # 824468

        

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1,299  SEC Filings   from  2/12/97  to  4/3/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SBSE/A’ — Amendment to Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  1,145 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/3/24			SBSE		Registration:		Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants — Form SBSE	12
2/8/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	141
6/7/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	2
2/2/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	516
12/3/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	167
11/2/21	OLD		SBSE-C		Registration:		Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C  OLD	1
10/29/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	54
3/11/14	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	235
9/8/08	OLD		13FCONP		Ownership:		Quarterly Holdings and Combination Reports by Money Managers – Confidential Treatment Requested — Form 13F  OLD  — Assets Under Management	10
2/13/07	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	3
8/24/04	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
7/2/03	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/7/02	OLD		8-K		Update:		Current Report — Form 8-K  OLD  — Press Releases & Conference Calls	1
6/28/01	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
					Form-Specific Documents:
2/8/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			47
					General Exhibits:
9/14/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			5
2/25/09	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			17
8/1/08	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			13
11/13/06	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
4/18/05	OLD		EX-10		Material Contracts  OLD			2
1/13/05	OLD		EX-9		Voting Trust Agreements  OLD			2
4/30/04	OLD		EX-24		Power of Attorney  OLD			1
12/24/03	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			6
4/18/03	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
4/18/03	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
4/17/03	OLD		EX-14		Code of Ethics  OLD			1
12/18/02	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
					Additional Exhibits:
4/3/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form Funding Portal:  43 Other Disclosures — Forms Funding Portal & MA*:  44 Applicable Court Documents;  33 Opinions of Counsel re: Legality  (120 total)			558
					Financials:
4/18/03	OLD		EX-7		Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD			3
4/17/03	OLD		EX-15		Letter re: Unaudited Interim Financial Info  OLD			1
2/20/02	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
2/20/02	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
5/19/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			5

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  4 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		2
2023		17
2022		24
2021		39
2020		16
2019		16
2018		8
2017		17
2016		15
2015		18
2014		26
2013		44
2012		92
2011		57
2010		89
2009		78
2008		112
2007		121
2006		117
2005		92
2004		53
2003		69
2002		76
2001		69
2000		27
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1997		5