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List All Filings | or | ||
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Most-Recent Filing: | ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|
2/13/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 100 | |||||||
2/13/23 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 307 | ||||||
7/26/12 | OLD | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 12 | ||||||
6/4/12 | OLD | 3 | Ownership: | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 | ||||||
10/15/03 | OLD | 40-6C | Registration: | Application for an Exemption or Other Relief by an Investment Company OLD | 1 | ||||||
Form-Specific Documents: | |||||||||||
2/13/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 45 | ||||||||
Additional Exhibits: | |||||||||||
5/25/12 | OLD | EX-99 | Miscellaneous Exhibit OLD | 1 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/13/24 | 12/31/23 | 67 | of | 3,250 | $25,011 |
| Oppenheimer Asset Management Inc. | |||||||
11/14/18 | 9/30/18 | 35 | of | 27,379 | $24 | Royal Bank of Canada | ||||||||
11/9/18 | 9/30/18 | NA | of | 20,366 | NA |
| Bank of New York Mellon Corp. |
Year | # of Filings | |
---|---|---|
2024 | 1 | |
2023 | 6 | |
2022 | 8 | |
2021 | 7 | |
2020 | 7 | |
2019 | 8 | |
2018 | 6 | |
2017 | 7 | |
2016 | 8 | |
2015 | 11 | |
2014 | 10 | |
2013 | 14 | |
2012 | 26 | |
2011 | 25 | |
2010 | 19 | |
2009 | 27 | |
2008 | 31 | |
2007 | 35 | |
2006 | 32 | |
2005 | 37 | |
2004 | 41 | |
2003 | 40 | |
2002 | 8 | |
2001 | 1 | |
2000 | 4 | |
1999 | 2 |