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Jones Financial Companies LLLP 
 MO
  SEC # 815917


        
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338  SEC Filings
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  from  3/28/94  to  3/12/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Jones Financial Companies LLLP 

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Forms
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, Documents
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& Exhibits
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 in  308 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/12/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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43
2/13/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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52
1/12/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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88

8-K Items: 
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10/23/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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4
11/18/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
1/12/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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11
10/23/09 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
1/12/24
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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14
8/16/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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4
9/25/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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23
8/16/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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6
8/31/06 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
1/12/24
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  Events: 
Other Events — Item 8.0113
1/12/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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28

1/11/24DRegistration:  Notices of Exempt Offerings of Securities — Form D50
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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126
11/21/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 7
12/8/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
11/26/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
9/28/10 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
9/24/10 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
9/3/10 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2
2/1/02 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
5/10/99 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
1/26/96 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
8/31/95 OLDS-2Registration:  Registration Statements — Form S-2  OLD 2

Form-Specific Documents: 
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2/13/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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43

General Exhibits: 
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3/12/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 139
3/12/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 40
3/12/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 18
11/14/22 OLDEX-10Material Contracts  OLD 41
12/8/21 OLDEX-5Opinions of Counsel re: Legality  OLD 13
3/12/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
7/2/10 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
7/29/97 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
7/29/97 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 9
3/30/95 OLDEX-24Power of Attorney  OLD 1
8/5/94 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 2

Additional Exhibits: 
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1/12/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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28

Financials: 
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3/12/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 163
3/12/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 162
3/12/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,452
3/12/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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71
3/12/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 328
3/12/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 24
3/12/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
64
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25
3/28/94 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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3/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 675

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



Forms
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, Documents
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& Exhibits
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 in  30 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/17/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 325

Letters: 
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9/22/10 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5


        

Filings History

Year    # of Filings
In descending order
2024 7
2023 19
2022 22
2021 22
2020 14
2019 17
2018 16
2017 13
2016 15
2015 20
2014 16
2013 13
2012 14
2011 12
2010 20
2009 8
2008 6
2007 8
2006 8
2005 6
2004 5
2003 6
2002 6
2001 4
2000 7
1999 5
1998 9
1997 4
1996 6
1995 6
1994 4

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