Capstone Companies, Inc. 

FL

  SEC # 814926

        

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702  SEC Filings   from  3/6/97  to  3/29/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Capstone Companies, Inc.

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Forms , Documents & Exhibits  in  537 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/29/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	24
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	50
7/3/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	265
					8-K Items:
7/8/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	24
6/3/08	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
5/14/09	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	5
3/21/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	51
7/15/21	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	15
5/18/16	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
6/20/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	4
10/12/07	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
11/4/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
5/16/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	21
5/16/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	10
3/22/18	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
11/6/13	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
5/27/21	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ↓‘EX-22’	7
5/17/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	129
7/3/23			Events:			•	Other Events — Item 8.01	65
6/20/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	203
5/25/23			DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C	15
5/11/23			PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C	3
7/30/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	11
1/6/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	19
11/3/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	13
8/11/20	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	12
12/18/12	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
12/12/12	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
12/7/12	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
7/13/11	OLD		DEFR14C		Proxy:		Definitive Revised Proxy Info Statements — Schedule 14C  OLD	4
6/24/10	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
8/11/09	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
7/21/09	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
12/3/08	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
3/31/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	24
11/20/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	70
6/7/07	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
4/2/07	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	8
4/19/04	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
4/8/04	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
1/11/00	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
1/20/10	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			2
					General Exhibits:
3/29/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			15
3/29/24			EX-10		Material Contracts			90
3/29/24			EX-21		Subsidiaries Lists			7
3/30/20	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			17
3/22/18	OLD		EX-14		Codes of Ethics  OLD			4
6/8/16	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
12/7/12	OLD		EX-23		Consents of Experts and Counsel  OLD			10
12/7/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			5
1/11/06	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
11/15/00	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
1/13/00	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
11/21/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			244
					Financials:
3/29/24			EX-31		Certifications — §302 – SOA’02			169
3/29/24			EX-32		Certifications — §906 – SOA’02			164
3/29/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,258
3/29/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			81
3/29/24			EX-101.*		XBRL Data  (XBRL Files)			361
3/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			34
3/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			74
6/20/23			EX-16		Letters re: Changes in Accountants			4
3/31/08	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
12/11/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			57
					Graphics:
3/29/24			GRAPHIC		Photos, Images and Graphs			252

Forms , Documents & Exhibits  in  185 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
12/21/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	104
4/8/21	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	24
1/6/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	26
6/9/15	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
7/23/12	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	10
12/3/08	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
					Letters:
11/12/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			19
11/12/20	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
10/15/13	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
6/3/08	OLD		EX-10		Material Contracts  OLD			5
1/16/08	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
					Additional Exhibits:
9/15/17	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Graphics:
9/15/17	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2024		1
2023		10
2022		11
2021		47
2020		24
2019		16
2018		20
2017		38
2016		20
2015		17
2014		22
2013		16
2012		26
2011		35
2010		36
2009		52
2008		59
2007		50
2006		44
2005		35
2004		23
2003		8
2002		9
2001		10
2000		17
1999		10
1998		5
1997		41