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Regional Brands Inc. 
 OH
  SEC # 812149


        
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191  SEC Filings
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  from  2/21/97  to  10/15/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-15D’ — Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Regional Brands Inc. 

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Forms
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, Documents
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& Exhibits
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 in  163 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/15/21 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
6/5/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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45

8-K Items: 
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6/5/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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5
2/12/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
11/7/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
9/12/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
11/7/16 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 4
3/3/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
11/18/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
4/8/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
1/10/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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7
3/3/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
12/20/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
5/4/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
6/5/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 10
6/5/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 20

3/31/20 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
11/8/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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35
3/14/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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11
5/16/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 8
11/13/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
3/31/17 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD  — Financial Reports
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1
11/15/16 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
9/9/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 38
12/26/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
12/30/02 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
4/21/00 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
4/11/00 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
12/12/97 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2

General Exhibits: 
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6/5/20 OLDEX-10Material Contracts  OLD 43
2/12/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
3/14/19 OLDEX-21Subsidiaries Lists  OLD 7
3/3/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
11/7/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
4/8/16 OLDEX-17Correspondence re: Departures of Directors  OLD 3
1/6/16 OLDEX-23Consents of Experts and Counsel  OLD 3
2/22/05 OLDEX-14Codes of Ethics  OLD 2

Additional Exhibits: 
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11/7/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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20

Financials: 
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11/8/19 OLDEX-31Certifications — §302 – SOA’02  OLD 79
11/8/19 OLDEX-32Certifications — §906 – SOA’02  OLD 66
11/8/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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799
11/8/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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41
11/8/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 204
11/8/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
34
7/2/15 OLDEX-16Letters re: Changes in Accountants  OLD 11
1/2/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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16

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11/13/17 OLDGRAPHICPhotos, Images and Graphs  OLD 84


Forms
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, Documents
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& Exhibits
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 in  29 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
7/7/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3
4/29/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13
4/28/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 9
12/30/02 OLD425Registration:  Prospectus or Communication – Merger  OLD 1

Letters: 
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11/14/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3


        

Filings History

Year    # of Filings
In descending order
2021 1
2020 5
2019 7
2018 6
2017 12
2016 20
2015 10
2014 6
2013 4
2012 4
2011 6
2010 7
2009 5
2008 6
2007 4
2006 7
2005 12
2004 6
2003 8
2002 12
2001 12
2000 12
1999 6
1998 6
1997 7

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