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Biolase, Inc. 
 CA
  SEC # 811240


        
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1,392  SEC Filings
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  from  7/29/96  to  3/27/24  (2 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘S-1/A’ — Pre-Effective Amendment to Registration Statement (General Form) — Form S-1 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Biolase, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  834 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!S-1Registration:  Registration Statements (General Form) — Form S-1  New Document this Past Month! 35
3/21/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 6
3/21/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 29
3/21/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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32
3/21/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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32
3/21/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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392

8-K Items: 
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2/15/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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92
11/12/15 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
3/18/05 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/21/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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100
5/28/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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11
3/5/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 22
2/15/24"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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16
9/18/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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14
6/22/23
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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2
6/1/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
1/28/08 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/29/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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76
9/18/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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21
7/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0720
7/7/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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73
2/27/24
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  Events: 
Other Events — Item 8.0156
3/21/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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258

3/8/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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13
2/14/24424B1Registration:  Prospectuses – Info Previously Omitted6
2/14/24EFFECTSEC:  SEC Notices of Effectiveness21
2/9/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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42
1/24/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-810
12/20/23DRegistration:  Notices of Exempt Offerings of Securities — Form D4
12/8/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events7
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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96
9/14/23POS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits1
9/13/23S-1MEFRegistration:  Registration Statements to Add Securities to Prior Form S-1 Registrations2
6/6/238-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A3
8/19/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 38
8/19/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
3/8/22 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
1/26/21 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 4
7/17/20 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 4
6/1/20 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 7
10/4/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
11/12/15 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
4/2/15 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
3/20/15 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
7/30/12 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 7
6/16/08 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
8/18/05 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 13
3/17/05 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
2/10/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
10/17/02 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
3/31/98 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
4/11/97 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
11/19/96 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 2

General Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 139
3/27/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 20
3/27/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 64
3/21/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 78
3/21/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 212
3/21/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 21
2/15/24EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)29
9/18/23EX-3Articles of Incorporation/Organization and Bylaws36
11/10/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
6/26/20 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
11/3/17 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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310

Financials: 
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3/21/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,177
3/21/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 426
3/21/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 60
3/21/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
99
3/21/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 186
3/21/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 180
3/21/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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105
6/22/23EX-16Letters re: Changes in Accountants2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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18

Graphics: 
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3/27/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,756


Forms
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, Documents
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& Exhibits
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 in  563 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 090911
 

        
Latest Filing  Type    Category    Description        Documents
     
2/23/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G62
10/6/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 348
6/12/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4363
7/2/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 55
10/4/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
4/2/15 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
3/20/15 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
6/13/14 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 5

Letters: 
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1/24/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC25
1/24/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]11

General Exhibits: 
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7/14/22 OLDEX-24Powers of Attorney  OLD 49
2/14/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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2/21/24EX-99Miscellaneous Exhibits, such as Press Releases36

Graphics: 
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10/4/19 OLDGRAPHICPhotos, Images and Graphs  OLD 43


        

Filings History

Year    # of Filings
In descending order
2024 27
2023 82
2022 57
2021 69
2020 76
2019 59
2018 59
2017 92
2016 63
2015 65
2014 93
2013 66
2012 44
2011 62
2010 76
2009 56
2008 53
2007 40
2006 47
2005 63
2004 33
2003 36
2002 11
2001 6
2000 8
1999 16
1998 15
1997 10
1996 8

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