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ThermoGenesis Holdings, Inc. 
 CA
  SEC # 811212


        
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1,205  SEC Filings
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  from  10/30/95  to  3/19/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/15/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  ThermoGenesis Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  733 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/19/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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331

8-K Items: 
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1/10/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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72
10/18/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
7/11/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
11/13/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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79
4/30/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
11/16/16 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
6/4/18 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
1/9/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0115
3/20/23 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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19
3/9/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
6/2/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
8/25/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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2
3/12/24 New Document this Past Month!"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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64
3/9/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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15
12/15/23"Submission of Matters to a Vote of Security Holders — Item 5.0717
12/21/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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33
3/19/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 53
1/10/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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235

12/6/23EFFECTSEC:  SEC Notices of Effectiveness17
12/5/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events11
12/1/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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23
11/22/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-329
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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85
11/3/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A16
10/26/23ARSUpdate:  Annual Reports to Security Holders2
10/26/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A32
4/17/23424B3Registration:  Prospectuses – New Facts or Events26
3/30/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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35
3/28/23DRegistration:  Notices of Exempt Offerings of Securities — Form D5
12/23/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 15
10/27/22 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
10/14/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 12
5/16/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 6
9/12/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 14
7/11/19 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 6
4/19/19 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 4
5/17/18 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
5/16/18 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
5/10/18 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
3/30/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 10
3/22/18 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD  — Financial Reports
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1
2/12/18 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
11/29/17 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
9/19/16 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
2/10/14 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 18
12/18/13 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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4
10/29/08 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/26/04 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
5/2/03 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 5
9/28/01 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
3/10/00 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
6/3/96 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 5

General Exhibits: 
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1/10/24EX-10Material Contracts188
11/22/23EX-23Consents of Experts and Counsel100
11/22/23EX-FILING FEESFiling Fees4
11/22/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders23
11/22/23EX-5Opinions of Counsel re: Legality51
11/22/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)16
3/30/23EX-3Articles of Incorporation/Organization and Bylaws22
3/28/22 OLDEX-21Subsidiaries Lists  OLD 5
7/11/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
11/13/14 OLDEX-9Voting Trust Agreement  OLD 1
11/8/13 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
7/24/96 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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11/13/23EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  2 Articles of Incorporation/Organization
241

Financials: 
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3/19/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,273
3/19/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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103
3/19/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 473
3/19/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 55
3/19/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
96
11/13/23EX-31Certifications — §302 – SOA’02178
11/13/23EX-32Certifications — §906 – SOA’0288
5/12/15 OLDEX-16Letter re: a Change in Accountant  OLD 1
2/12/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25
9/27/99 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

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12/5/23GRAPHICPhotos, Images and Graphs843


Forms
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, Documents
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& Exhibits
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 in  491 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 88362L
 

        
Latest Filing  Type    Category    Description        Documents
     
3/19/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 326
11/27/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D21
7/24/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 354
2/10/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 44
5/10/18 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
2/10/14 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 18
8/14/03 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 10

Letters: 
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11/29/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC17
11/29/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]7

General Exhibits: 
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7/24/23EX-24Powers of Attorney2
8/5/22 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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4/27/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 34

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5/10/18 OLDGRAPHICPhotos, Images and Graphs  OLD 138


        

Filings History

Year    # of Filings
In descending order
2024 5
2023 50
2022 46
2021 18
2020 46
2019 47
2018 76
2017 55
2016 94
2015 73
2014 86
2013 49
2012 30
2011 44
2010 44
2009 40
2008 39
2007 40
2006 41
2005 33
2004 39
2003 53
2002 37
2001 30
2000 31
1999 12
1998 11
1997 18
1996 16
1995 2

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