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Dreams Inc. 
 FL
  SEC # 810829


        
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336  SEC Filings
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  from  8/9/95  to  6/26/12  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Dreams Inc. 

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Forms
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, Documents
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& Exhibits
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 in  193 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/26/12 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
6/25/12 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/18/12 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
6/6/12 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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82

8-K Items: 
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4/16/12 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
6/7/05 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
6/6/12 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
3/29/12 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 26
6/7/05 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
6/6/12 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
5/27/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 7
6/6/12 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD 1
1/20/11 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
6/6/12 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
6/6/12 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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7
9/17/07 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
6/6/12 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
6/6/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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15
4/17/12 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
6/6/12 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 60

5/21/12 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
5/15/12 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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20
5/7/12 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/23/12 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/29/12 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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5
11/2/11 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 9
8/24/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
7/16/10 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
7/15/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
7/8/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
5/25/10 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/31/09 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
3/27/08 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD 1
4/13/07 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
4/12/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/11/06 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
7/28/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 9
2/10/06 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 23
11/14/05 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
4/5/05 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 3
6/28/01 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 3
11/4/99 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 3
11/8/96 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1

General Exhibits: 
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4/17/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 23
3/29/12 OLDEX-23Consents of Experts and Counsel  OLD 9
3/29/12 OLDEX-21Subsidiaries Lists  OLD 12
8/15/11 OLDEX-10Material Contracts  OLD 18
7/8/10 OLDEX-5Opinions of Counsel re: Legality  OLD 4
1/29/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
6/29/04 OLDEX-14Code of Ethics  OLD 1
10/25/99 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 7

Additional Exhibits: 
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6/6/12 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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86

Financials: 
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5/15/12 OLDEX-31Certifications — §302 – SOA’02  OLD 76
5/15/12 OLDEX-32Certifications — §906 – SOA’02  OLD 76
5/15/12 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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78
5/15/12 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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4
5/15/12 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 23
5/15/12 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
4
1/20/11 OLDEX-16Letters re: Changes in Accountants  OLD 5
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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9
10/25/99 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 2

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5/7/12 OLDGRAPHICPhotos, Images and Graphs  OLD 235


Forms
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, Documents
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& Exhibits
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 in  143 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/7/12 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
5/4/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 10
4/20/12 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
1/3/12 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 107
7/2/07 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 11

Letters: 
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9/13/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10

General Exhibits: 
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9/22/11 OLDEX-24Powers of Attorney  OLD 7
10/15/01 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
10/15/01 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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6/7/12 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4


        

Filings History

Year    # of Filings
In descending order
2012 22
2011 36
2010 24
2009 44
2008 54
2007 48
2006 31
2005 30
2004 9
2003 4
2002 4
2001 8
2000 6
1999 4
1996 9
1995 3

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