| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 2/14/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 13 |
| 1/5/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 325 |
| | |
| | 8-K Items: |
| 1/5/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 50 |
| 11/22/23 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 8 |
| 1/6/17 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
| 10/25/23 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 81 |
| 1/5/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 22 |
| 4/13/20 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 1 |
| 4/13/20 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 2 |
| 10/27/21 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 7/3/17 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 1 |
| 12/1/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 60 |
| 1/30/23 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 14 |
| 8/24/04 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 1 |
| 9/16/19 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD — ↓‘EX-22’ | 13 |
| 10/25/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 138 |
| 12/19/23 | | | Events: | • | Other Events — Item 8.01 | 82 |
| 1/5/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 223 |
| | |
|
| 12/1/23 | | | S-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3 | 1 |
| 10/26/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 97 |
| 5/31/23 | | | SD | | Update: | | Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD | 10 |
| 2/14/23 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 30 |
| 8/11/22 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
| 12/8/21 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 9 |
| 12/6/21 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 12/6/21 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 5 |
| 12/6/21 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 12/6/21 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 3 |
| 4/23/21 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 4 |
| 4/16/21 | OLD | | 144 | | Ownership: | | Notice of a Proposed Sale of Securities by an Insider — Form 144 OLD | 1 |
| 12/9/20 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 11 |
| 12/8/20 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 2 |
| 12/4/20 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 34 |
| 12/4/20 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 8 |
| 2/19/19 | OLD | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports OLD | 7 |
| 1/2/18 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 9 |
| 12/15/17 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 12 |
| 7/3/17 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 22 |
| 7/3/17 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 4 |
| 7/3/17 | OLD | | 8-K12B | | Registration: | | Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K OLD | 1 |
| 6/30/17 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 262 |
| 6/28/17 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 5/30/17 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A OLD | 2 |
| 4/21/17 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 17 |
| 3/9/17 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 23 |
| 3/3/16 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 7 |
| 4/30/14 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 20 |
| 3/28/13 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 11 |
| 2/19/10 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Materials — Schedule 14A OLD | 3 |
| 1/22/10 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 5 |
| 10/23/08 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| 3/14/08 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 5/2/00 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 13 |
| 3/16/00 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 2 |
| 10/5/98 | OLD | | 10-QT | | Update: | | Quarterly-Transition Report — Form 10-Q OLD | 1 |
| 12/11/97 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 13 |
| | |
| | General Exhibits: |
| 1/5/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 49 |
| 12/1/23 | | | EX-23 | | Consents of Experts and Counsel | 96 |
| 12/1/23 | | | EX-FILING FEES | | Filing Fees | 1 |
| 12/1/23 | | | EX-5 | | Opinions of Counsel re: Legality | 43 |
| 11/22/23 | | | EX-10 | | Material Contracts | 348 |
| 10/26/23 | | | EX-95 | | Mine-Safety Disclosures | 32 |
| 5/31/23 | | | EX-1 | | Underwriting Agreements and Conflict Minerals Reports (and mislabeled “1st Exhibits”) | 16 |
| 1/30/23 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 50 |
| 2/11/22 | OLD | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders OLD | 2 |
| 12/8/20 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| 12/15/17 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 7 |
| 3/31/17 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 17 |
| 2/7/17 | OLD | | EX-21 | | Subsidiaries Lists OLD | 26 |
| 2/9/10 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 10 |
| 3/17/99 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 7 |
| | |
| | Additional Exhibits: |
| 12/19/23 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 318 |
| | |
| | Financials: |
| 1/5/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,232 |
| 1/5/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 123 |
| 1/5/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 589 |
| 1/5/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 76 |
| 1/5/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 115 |
| 10/26/23 | | | EX-31 | | Certifications — §302 – SOA’02 | 168 |
| 10/26/23 | | | EX-32 | | Certifications — §906 – SOA’02 | 84 |
| 12/15/17 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 8 |
| 7/3/17 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 2 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 40 |
| 12/8/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 3 |
| 3/15/96 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 2 |
| | |
| | Graphics: |
| 12/19/23 | | | GRAPHIC | | Photos, Images and Graphs | 2,296 |
