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Lehman Brothers Holdings Inc. Plan Trust 
 NY
  SEC # 806085


        
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6,347  SEC Filings
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  from  1/4/94  to  12/29/23  (3 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Lehman Brothers Holdings Inc. Plan Trust 

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Forms
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, Documents
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& Exhibits
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 in  6,055 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/29/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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568

8-K Items: 
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3/12/12 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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15
12/9/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/12/12 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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3
1/23/12 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
9/10/08 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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18
9/19/08 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
9/26/08 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
9/23/08 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
2/24/06 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
3/12/12 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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10
3/12/12 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/12/12 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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30
3/12/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
12/29/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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101
12/5/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 33
12/29/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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398

5/29/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 289
4/1/13 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
11/6/12 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD 149
10/19/12 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 21
8/10/12 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 42
8/10/12 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 88
7/27/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 380
3/6/12 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
10/17/11 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 10
6/30/10 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 2
5/4/09 OLD13FCONPOwnership:  Quarterly Holdings and Combination Reports by Money Managers – Confidential Treatment Requested — Form 13F  OLD 32
3/20/09 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
9/10/08 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2,100
9/9/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 1,473
8/15/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 11
7/10/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 46
6/23/08 OLD40-6BRegistration:  Application for an Exemption Order by an Employees’ Investment Company  OLD 1
4/7/08 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 11
4/4/08 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 92
3/31/08 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1
3/20/08 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
3/10/08 OLDARSUpdate:  Annual Reports to Security Holders  OLD 5
3/5/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
2/27/08 OLDCERTAMXTrading:  Certifications by the American Stock Exchange Approving Listings — Form CERT  OLD 39
2/21/08 OLD424B8Registration:  Prospectus (Late Filing)  OLD 1
2/21/08 OLDCERTPACTrading:  Certification by the Pacific Coast Stock Exchange Approving a Listing — Form CERT  OLD 1
2/12/08 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 7
2/6/08 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 279
1/29/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 12
11/26/07 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
8/24/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 259
8/16/07 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
5/8/07 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 3
1/22/07 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 21
6/7/06 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
6/5/06 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 24
5/30/06 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
5/10/06 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 9
2/15/06 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
1/11/05 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 8
10/4/04 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
12/17/03 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
10/30/03 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
2/28/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 6
3/8/01 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 6
10/20/97 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
7/23/97 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 2
5/13/96 OLD8A12BEFRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
7/10/95 OLD10KT405Update:  Annual-Transition Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
10/25/94 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1
4/28/94 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2

Letters: 
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10/21/05 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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10/19/12 OLDEX-23Consents of Experts and Counsel  OLD 98
3/12/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 27
3/12/12 OLDEX-10Material Contracts  OLD 104
1/23/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
9/24/08 OLDEX-24Powers of Attorney  OLD 83
8/28/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 745
8/18/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 124
8/15/08 OLDEX-5Opinions of Counsel re: Legality  OLD 43
1/29/08 OLDEX-21Subsidiaries Lists  OLD 14
5/23/07 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 39
5/8/07 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 88
2/26/04 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 19

Additional Exhibits: 
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12/29/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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577

Financials: 
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12/29/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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9
12/29/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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3
12/29/23EX-101.*XBRL Data  (XBRL Files)9
12/29/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)3
12/29/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
3
7/14/08 OLDEX-100.*XBRL Data {Voluntary}  (XBRL Files)  OLD 25
7/10/08 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 12
7/10/08 OLDEX-12Statements re: Computations of Ratios  OLD 46
7/10/08 OLDEX-31Certifications — §302 – SOA’02  OLD 42
7/10/08 OLDEX-32Certifications — §906 – SOA’02  OLD 40
7/17/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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28
2/27/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 6
4/28/94 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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11/30/17 OLDGRAPHICPhotos, Images and Graphs  OLD 10,508


Forms
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, Documents
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& Exhibits
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 in  1,780 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/10/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 57
6/23/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
3/18/09 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 27
2/20/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 186
1/14/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 14
9/9/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 1,473
7/23/97 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 2

Letters: 
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9/19/07 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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2/13/09 OLDEX-24Powers of Attorney  OLD 12

Additional Exhibits: 
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3/18/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 36

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9/9/08 OLDGRAPHICPhotos, Images and Graphs  OLD 6,991


        

Filings History

Year    # of Filings
In descending order
2023 4
2022 4
2021 4
2020 5
2019 3
2018 4
2017 5
2016 3
2015 5
2014 4
2013 5
2012 28
2011 36
2010 36
2009 46
2008 1,325
2007 1,863
2006 716
2005 415
2004 330
2003 293
2002 172
2001 136
2000 116
1999 110
1998 129
1997 147
1996 141
1995 148
1994 114

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