| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/19/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 300 |
| | |
| | 8-K Items: |
| 8/20/20 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 27 |
| 8/3/21 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 4 |
| 1/25/16 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 4/19/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 86 |
| 8/20/20 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 12 |
| 10/14/08 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 2 |
| 12/23/08 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
| 5/2/12 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 4 |
| 3/17/06 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 2 |
| 1/31/12 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 1/22/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’ — List of Directors & Officers | 61 |
| 1/22/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 8 |
| 7/21/06 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 4/25/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
| 4/19/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 113 |
| 4/19/24 | | | Events: | • | Other Events — Item 8.01 | 148 |
| 4/19/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 234 |
| | |
|
| 4/1/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 92 |
| 3/4/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 10 |
| 3/4/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 29 |
| 3/4/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 15 |
| 2/23/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 28 |
| 11/1/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 88 |
| 6/28/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 22 |
| 2/17/23 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD — Financial Reports | 8 |
| 8/19/20 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 3 |
| 8/18/20 | OLD | | AW | | Registration: | | Amendment Withdrawal Request OLD | 1 |
| 8/18/20 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 2 |
| 8/17/20 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 2 |
| 8/17/20 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 2 |
| 2/13/19 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 22 |
| 11/20/18 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 5 |
| 11/19/18 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 7 |
| 11/15/18 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 13 |
| 11/15/18 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 18 |
| 10/23/18 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 6 |
| 7/6/17 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 11 |
| 3/28/16 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
| 3/10/15 | OLD | | 144 | | Ownership: | | Notice of a Proposed Sale of Securities by an Insider — Form 144 OLD | 1 |
| 1/8/14 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 4 |
| 2/14/13 | OLD | | SC 13G | | Ownership: | | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G OLD | 1 |
| 4/20/12 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 3 |
| 3/22/12 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 8/10/11 | OLD | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 OLD | 1 |
| 1/28/10 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 3 |
| 8/9/07 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
| 3/20/01 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 3 |
| | |
| | Letters: |
| 10/29/08 | OLD | | COVER | | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | Form-Specific Documents: |
| 4/1/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 45 |
| | |
| | General Exhibits: |
| 2/23/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/23/24 | | | EX-23 | | Consents of Experts and Counsel | 127 |
| 2/23/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 49 |
| 2/23/24 | | | EX-10 | | Material Contracts | 196 |
| 2/23/24 | | | EX-24 | | Powers of Attorney | 53 |
| 2/23/24 | | | EX-21 | | Subsidiaries Lists | 26 |
| 10/27/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 23 |
| 3/1/23 | OLD | | EX-14 | | Codes of Ethics OLD | 15 |
| 8/20/20 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 28 |
| 8/20/20 | OLD | | EX-1 | | Underwriting Agreement or Conflict Minerals Report (or mislabeled “1st Exhibit”) OLD | 1 |
| 8/18/20 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 2 |
| 2/26/19 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 21 |
| 11/15/18 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 12 |
| 9/14/18 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 23 |
| 11/1/07 | OLD | | EX-17 | | Correspondence re: Departures of Directors OLD | 4 |
| | |
| | Additional Exhibits: |
| 4/19/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 286 |
| | |
| | Financials: |
| 4/19/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 5,710 |
| 4/19/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 124 |
| 4/19/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 593 |
| 4/19/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 79 |
| 4/19/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 118 |
| 2/23/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 176 |
| 2/23/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 153 |
| 10/23/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 30 |
| 3/17/06 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 2 |
| 12/21/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 30 |
| | |
| | Graphics: |
| 4/19/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,586 |
