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Conning Inc. 
 CT
  SEC # 801051


        
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154  SEC Filings
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  from  9/19/97  to  1/29/24  (2 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Conning Inc. 

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Forms
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, Documents
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& Exhibits
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 in  143 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/29/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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100
4/19/00 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/30/00 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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13
3/20/00 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
3/17/00 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
2/14/00 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 6
11/15/99 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 6
6/21/99 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
6/11/99 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
4/1/99 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
12/19/97 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
12/16/97 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
12/11/97 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
11/6/97 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2

Form-Specific Documents: 
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1/29/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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43

General Exhibits: 
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3/17/00 OLDEX-23Consents of Experts and Counsel  OLD 19
3/17/00 OLDEX-10Material Contracts  OLD 32
3/17/00 OLDEX-24Powers of Attorney  OLD 3
1/19/00 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
6/11/99 OLDEX-5Opinions of Counsel re: Legality  OLD 3
3/23/98 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
12/11/97 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
9/19/97 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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3/30/00 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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15

Financials: 
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3/17/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 12
11/20/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 2

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
4/12/183/31/18  NA of 23  NA  
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Starr International Co. Inc.


Forms
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, Documents
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& Exhibits
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 in  13 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/18/01 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3
4/18/00 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 2
3/20/00 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
3/20/00 OLDSC TO-IOwnership:  Tender-Offer Statement by an Issuer — Schedule TO  OLD 1
3/10/00 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
3/9/00 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
2/26/99 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 2

General Exhibits: 
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3/10/00 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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4/18/00 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 29


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 4
2022 4
2021 4
2020 4
2019 4
2018 4
2017 4
2016 4
2015 4
2014 4
2013 4
2012 4
2011 4
2010 4
2009 4
2008 4
2007 4
2006 4
2005 4
2004 4
2003 4
2002 4
2001 5
2000 21
1999 21
1998 10
1997 8

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