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LadRx Corp. 
 CA
  SEC # 799698


        
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1,014  SEC Filings
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  from  10/30/95  to  3/27/24  (2 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  LadRx Corp. 

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Forms
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, Documents
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& Exhibits
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 in  684 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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29
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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97
10/12/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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277

8-K Items: 
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6/26/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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63
8/17/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
6/26/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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2
8/10/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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54
8/1/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
5/22/07 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
5/31/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 10
7/15/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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22
9/11/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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8
6/26/19 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
11/13/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
10/12/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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47
9/11/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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15
7/14/16 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
9/11/23"Submission of Matters to a Vote of Security Holders — Item 5.0716
5/11/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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24
6/26/23
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  Events: 
Other Events — Item 8.0146
9/11/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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150

7/28/23ARSUpdate:  Annual Reports to Security Holders2
7/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A30
7/17/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A14
4/14/23S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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12
7/28/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
6/16/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 19
5/19/22 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 7
3/28/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 19
3/25/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 25
3/23/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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16
7/15/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 14
5/14/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 37
10/23/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
8/7/20 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
7/20/20 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
9/15/17 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
5/11/17 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
4/27/17 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 6
3/20/17 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 11
1/30/14 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
2/9/11 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3
12/30/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 6
8/13/08 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5
8/7/08 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
5/13/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
3/18/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
2/14/08 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
5/23/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
6/10/02 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/1/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 10
6/29/99 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 4
4/28/97 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
12/19/96 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
11/4/96 OLD10-CUpdate:  Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 2
12/19/95 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
12/13/95 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1

General Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 172
3/27/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 263
3/27/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 14
9/11/23EX-3Articles of Incorporation/Organization and Bylaws43
4/14/23EX-FILING FEESFiling Fees2
3/23/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 43
8/4/21 OLDEX-5Opinions of Counsel re: Legality  OLD 57
3/20/18 OLDEX-24Powers of Attorney  OLD 5
3/15/17 OLDEX-9Voting Trust Agreement  OLD 1
7/21/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
6/9/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 20
5/13/04 OLDEX-14Code of Ethics  OLD 1
3/31/03 OLDEX-20Other Documents and Statements Furnished to Security Holders  OLD 6
3/31/99 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 5

Additional Exhibits: 
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6/26/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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196

Financials: 
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3/27/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 183
3/27/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 164
3/27/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,085
3/27/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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78
3/27/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 356
3/27/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 31
3/27/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
71
6/26/19 OLDEX-16Letters re: Changes in Accountants  OLD 4
12/22/16 OLDEX-12Statements re: Computations of Ratios  OLD 3
10/31/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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46
11/12/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 10

Graphics: 
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3/27/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 405


Forms
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, Documents
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& Exhibits
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 in  337 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G40
1/29/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4220
7/28/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 32
8/25/20 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 10
8/13/20 OLDDEFN14AProxy:  Definitive Non-Management Proxy Statements — Schedule 14A  OLD 2
8/10/20 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 6
8/7/20 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
7/20/20 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
6/24/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/13/08 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5
3/22/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3

Letters: 
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8/10/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC22
8/10/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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5/21/18 OLDEX-24Powers of Attorney  OLD 8
6/9/08 OLDEX-10Material Contracts  OLD 3
6/9/08 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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2/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9

Graphics: 
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8/7/20 OLDGRAPHICPhotos, Images and Graphs  OLD 9


        

Filings History

Year    # of Filings
In descending order
2024 7
2023 13
2022 34
2021 29
2020 47
2019 21
2018 28
2017 70
2016 61
2015 36
2014 36
2013 39
2012 58
2011 34
2010 43
2009 44
2008 60
2007 70
2006 34
2005 46
2004 43
2003 42
2002 20
2001 13
2000 21
1999 10
1998 22
1997 18
1996 10
1995 5

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