Sigma Designs Inc. 

CA

  SEC # 790715

        

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944  SEC Filings   from  4/25/95  to  2/12/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Dimensional Fund Advisors LP
New-Filing E-Mail:			Send me notifications of all Filings involving  Sigma Designs Inc.

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Forms , Documents & Exhibits  in  480 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/17/18	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
9/17/18	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	30
9/17/18	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	13
9/4/18	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	12
8/15/18	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/3/18	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	157
					8-K Items:
3/22/18	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	14
4/24/18	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	9
4/20/18	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	62
8/17/05	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
10/11/17	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
8/3/18	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	6
11/12/09	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
6/11/12	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
1/18/07	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	5
9/21/06	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
6/1/18	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	31
7/16/15	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
4/17/18	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ↓‘EX-22’	10
4/5/18	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	7
8/3/18	OLD		Events:			•	Other Events — Item 8.01  OLD	26
8/3/18	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	110
6/14/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	76
6/5/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	33
4/20/18	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	3
4/6/18	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	26
3/19/18	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
3/16/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
3/16/18	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/23/18	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/17/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	25
5/31/17	OLD		SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD	4
9/8/15	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	22
7/7/15	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
9/7/12	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	5
7/23/12	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
6/25/12	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
6/11/12	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
6/5/12	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
12/23/09	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	4
11/25/09	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	27
9/24/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	7
6/17/09	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
9/27/07	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
9/14/07	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
2/13/04	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
3/27/03	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
4/28/00	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	2
6/28/99	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
1/21/99	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
					General Exhibits:
6/5/18	OLD		EX-10		Material Contracts  OLD			35
4/23/18	OLD		EX-23		Consents of Experts and Counsel  OLD			77
4/23/18	OLD		EX-21		Subsidiaries Lists  OLD			13
3/22/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			13
5/31/17	OLD		EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD			8
9/8/15	OLD		EX-5		Opinions of Counsel re: Legality  OLD			39
7/16/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
6/11/12	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			31
11/25/09	OLD		EX-22		Published Reports re: Matters Submitted to Votes of Security Holders  OLD			2
					Additional Exhibits:
8/3/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			172
					Financials:
6/14/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			144
6/14/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			116
6/14/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,922
6/14/18	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			35
6/14/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			168
6/14/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			28
9/11/08	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
1/18/07	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
1/26/05	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
12/12/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			33
5/1/95	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
6/5/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			268

Forms , Documents & Exhibits  in  474 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/12/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	94
8/16/18	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	307
3/6/18	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	14
1/8/14	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	2
10/22/13	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	15
8/3/12	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	11
6/19/12	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
6/6/12	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD	1
5/25/12	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
9/24/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	7
6/17/09	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
3/14/06	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	3
					Letters:
3/22/18	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			17
					General Exhibits:
3/6/18	OLD		EX-24		Powers of Attorney  OLD			27
8/3/12	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
9/10/98	OLD		EX-21		Subsidiaries Lists  OLD			3
					Additional Exhibits:
8/16/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			55
					Graphics:
6/25/12	OLD		GRAPHIC		Photos, Images and Graphs  OLD			25

        

Filings History

Year		# of Filings
2020		1
2019		2
2018		102
2017		41
2016		26
2015		43
2014		38
2013		55
2012		76
2011		42
2010		36
2009		56
2008		65
2007		105
2006		54
2005		42
2004		36
2003		36
2002		9
2001		8
2000		6
1999		11
1998		16
1997		17
1996		16
1995		5