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Gottschalks Inc. 
 CA
  SEC # 790414


        
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389  SEC Filings
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  from  2/23/94  to  3/4/11  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Gottschalks Inc. 

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Forms
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, Documents
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& Exhibits
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 in  227 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/4/11 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
3/2/11 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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110

8-K Items: 
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6/16/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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13
1/20/09 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
3/2/11 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
12/4/08 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 19
2/18/09 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
1/16/09 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
1/20/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
10/17/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
4/13/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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2
3/2/11 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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10
12/6/07 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
2/22/11 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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23
2/24/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
2/24/11 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 65

12/14/10 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 10
6/30/10 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 4
4/30/10 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
7/2/09 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 18
12/11/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 67
5/12/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 19
4/10/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 23
10/17/07 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
5/14/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
11/27/06 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
7/15/05 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
5/27/99 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
5/28/97 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1

Letters: 
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10/17/07 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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12/8/09 OLDEX-10Material Contracts  OLD 112
7/2/09 OLDEX-23Consents of Experts and Counsel  OLD 46
11/25/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 21
12/6/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 12
7/15/05 OLDEX-5Opinions of Counsel re: Legality  OLD 8
5/27/99 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
4/27/95 OLDEX-21Subsidiaries List  OLD 1
12/13/94 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
12/13/94 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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2/24/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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149

Financials: 
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7/2/09 OLDEX-32Certifications — §906 – SOA’02  OLD 55
12/11/08 OLDEX-31Certifications — §302 – SOA’02  OLD 80
10/17/07 OLDEX-16Letters re: Changes in Accountants  OLD 2
12/12/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 27
12/13/94 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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2/24/11 OLDGRAPHICPhotos, Images and Graphs  OLD 174


Forms
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, Documents
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& Exhibits
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 in  162 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/8/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 45
1/15/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/10/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 84
10/6/06 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
1/7/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
2/23/04 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 14

Letters: 
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12/21/07 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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1/7/05 OLDEX-10Material Contract  OLD 1
1/14/03 OLDEX-9Voting Trust Agreement  OLD 1
9/3/02 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
2/28/02 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
2/28/02 OLDEX-5Opinion of Counsel re: Legality  OLD 1
2/28/02 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
8/28/98 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
8/28/98 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
8/28/98 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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1/15/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

Financials: 
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1/7/05 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1
6/4/02 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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4/4/03 OLDGRAPHICPhotos, Images and Graphs  OLD 18


        

Filings History

Year    # of Filings
In descending order
2011 6
2010 18
2009 28
2008 36
2007 36
2006 36
2005 47
2004 36
2003 39
2002 25
2001 10
2000 12
1999 11
1998 16
1997 9
1996 8
1995 7
1994 9

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