SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Alto Ingredients, Inc. 
 CA
  SEC # 778164


        
    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

1,487  SEC Filings
Filing emoji
  from  8/16/95  to  4/3/24  (3 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/1/24 — Filed re:  Issuer / Subject Company — Filed by:  McGregor Bryon T 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Alto Ingredients, Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  673 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
269

8-K Items: 
Item emoji
11/14/22 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
112
10/23/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
15
6/11/10 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
Exhibit emoji
2
7/5/17 OLD
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
Exhibit emoji
9
3/11/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
Report emoji
69
11/14/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
36
5/18/09 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
Exhibit emoji
1
4/23/20 OLD
Keycap - 3 emoji
  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 9
11/14/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
30
3/27/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
Exhibit emoji
5
6/6/05 OLD
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
Exhibit emoji
3
10/20/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
6/6/05 OLD
Keycap - 5 emoji
  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
3/26/24 New Document this Past Month!"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
Directors & Officers emoji
41
3/5/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
Exhibit emoji
7
7/6/15 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
Exhibit emoji
1
6/22/23"Submission of Matters to a Vote of Security Holders — Item 5.0717
8/7/23
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
Exhibit emoji
6
1/29/21 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 47
3/26/24 New Document this Past Month!
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
Report emoji
212

3/14/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
Report emoji
26
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
56
7/6/23EFFECTSEC:  SEC Notices of Effectiveness18
6/29/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
Correspondence emoji
28
6/23/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-317
6/22/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-816
5/1/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A18
4/28/23DEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A — Financial Reports
Report emoji
2
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A24
12/12/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 24
10/26/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 23
7/8/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 13
2/3/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
Report emoji
14
4/14/17 OLDRWRegistration:  Registration Withdrawal Requests  OLD 5
5/28/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 15
5/4/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4
5/9/14 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
4/2/14 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 2
3/7/14 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
3/28/13 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
1/17/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
9/21/12 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
5/14/12 OLDRW WDRegistration:  Withdrawal of a Registration Withdrawal Request  OLD 1
5/12/09 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 12
3/17/09 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
6/12/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
4/14/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
11/16/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 36
3/23/05 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
3/10/05 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
12/14/04 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/10/04 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/11/02 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
2/5/01 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
10/24/00 OLDSB-2Registration:  Registration Statement by a Small-Business Issuer — Form SB-2  OLD 1
1/21/99 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/19/98 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 3
3/13/98 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
11/25/96 OLDPRES14CProxy:  Preliminary Proxy Info Statement – Special Meeting — Schedule 14C  OLD 1
11/25/96 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
10/3/96 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/30/96 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2

General Exhibits: 
Exhibit emoji
3/21/24EX-10Material Contracts471
3/14/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/14/24EX-23Consents of Experts and Counsel95
3/5/24EX-3Articles of Incorporation/Organization and Bylaws37
6/23/23EX-FILING FEESFiling Fees4
6/23/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders46
6/23/23EX-5Opinions of Counsel re: Legality64
3/14/23 OLDEX-21Subsidiaries Lists  OLD 25
3/14/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 24
10/26/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
7/6/15 OLDEX-14Codes of Ethics  OLD 4
4/2/15 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
Exhibit emoji
3/11/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
152

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/26/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
3,206
3/26/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
Excel Workbook emoji
84
3/26/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 392
3/26/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 31
3/26/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
77
3/14/24EX-31Certifications — §302 – SOA’02186
3/14/24EX-32Certifications — §906 – SOA’0292
6/2/17 OLDEX-12Statements re: Computations of Ratios  OLD 5
7/6/15 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/16/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
Report emoji
23

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
3/14/24GRAPHICPhotos, Images and Graphs706


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  821 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 021513
 

        
Latest Filing  Type    Category    Description        Documents
     
4/3/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 614
4/1/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 47
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G80
3/17/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 47
5/11/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 4
9/21/12 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
2/27/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
3/10/05 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
Correspondence emoji
6/29/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC22
6/29/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]5

General Exhibits: 
Exhibit emoji
4/2/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
12/31/14 OLDEX-10Material Contracts  OLD 6
3/31/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
4/26/05 OLDEX-9Voting Trust Agreements  OLD 2

Additional Exhibits: 
Exhibit emoji
2/14/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 20

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
5/11/15 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2024 16
2023 38
2022 49
2021 48
2020 92
2019 50
2018 39
2017 56
2016 52
2015 81
2014 80
2013 91
2012 69
2011 61
2010 115
2009 44
2008 92
2007 51
2006 112
2005 89
2004 15
2003 19
2002 18
2001 15
2000 14
1999 34
1998 20
1997 13
1996 11
1995 3

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 25, 5:53:39.6am ET