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Gene Biotherapeutics, Inc. 
 CA
  SEC # 772320


        
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547  SEC Filings
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  from  5/15/96  to  2/3/23  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Jemapete Christopher J 
 
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notifications of all
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Filings
involving  Gene Biotherapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  433 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/13/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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17
10/27/21 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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46
8/9/21 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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204

8-K Items: 
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5/28/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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38
7/11/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
9/13/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
11/13/08 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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1
6/29/09 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
1/3/14 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 8
5/28/20 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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14
5/28/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
8/9/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
5/28/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
7/28/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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15
5/28/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
6/26/15 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 6
4/26/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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4
9/13/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 128
7/28/21 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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164

12/4/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 14
3/30/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 11
5/28/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
1/13/14 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/21/13 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
4/25/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
4/25/13 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/16/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
4/5/13 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 12
1/3/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
8/30/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
8/23/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 13
6/23/09 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/6/09 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
12/7/07 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
11/21/07 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
8/1/07 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
7/31/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/11/07 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
5/29/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
5/10/07 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
3/15/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
11/14/06 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 31
7/11/06 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/10/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 2
4/24/03 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
4/15/03 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
7/24/97 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
9/6/96 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
7/31/96 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1

Letters: 
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12/16/10 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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4/23/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 41
4/23/21 OLDEX-10Material Contracts  OLD 103
4/23/21 OLDEX-21Subsidiaries Lists  OLD 19
5/28/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
7/28/17 OLDEX-23Consents of Experts and Counsel  OLD 52
4/5/13 OLDEX-5Opinions of Counsel re: Legality  OLD 22
6/27/11 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
10/26/05 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
5/17/04 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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7/28/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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230

Financials: 
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4/13/22 OLDEX-31Certifications — §302 – SOA’02  OLD 112
4/13/22 OLDEX-32Certifications — §906 – SOA’02  OLD 62
4/13/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,144
4/13/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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37
4/13/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 178
4/13/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
30
8/9/21 OLDEX-16Letters re: Changes in Accountants  OLD 7
8/9/10 OLDEX-12Statements re: Computations of Ratios  OLD 2
8/16/99 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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18

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4/13/22 OLDGRAPHICPhotos, Images and Graphs  OLD 304


Forms
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, Documents
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& Exhibits
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 in  117 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/3/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 11
4/28/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 46
3/18/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 25
3/1/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22
1/3/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3

Letters: 
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4/29/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10
12/16/10 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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3/18/09 OLDEX-24Powers of Attorney  OLD 8

Additional Exhibits: 
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6/1/20 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-1A:  2 Articles of Incorporation/Organization19

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9/19/12 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2023 1
2022 3
2021 14
2020 8
2019 2
2018 5
2017 13
2016 14
2015 21
2014 23
2013 35
2012 31
2011 36
2010 42
2009 46
2008 28
2007 43
2006 31
2005 26
2004 8
2003 31
2002 6
2000 20
1999 11
1998 8
1997 23
1996 18

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