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Principal Global Investors
IA
SEC # 769734
29 Related Registrants:
Same IRS #: Principal Capital Management LLC/Adv — 6/4/04 — SEC # 1071731
More than a Year ago:
Alps Distributors Inc. — 2/9/22 — SEC # 1141051
Principal Exchange-Traded Funds — 2/9/22 — SEC # 1572661
Principal Life Insurance Co. — 10/22/20 — SEC # 9712
Principal Real Asset Fund — 10/22/20 — SEC # 1756404
Principal Real Estate Investors LLC — 10/22/20 — SEC # 1218333
Principal Real Estate Strategic Debt Fund I LP — 10/22/20 — SEC # 1459994
Principal Funds, Inc. — 7/22/20 — SEC # 898745
Principal Variable Contracts Funds Inc. — 7/22/20 — SEC # 12601
Principal Commercial Property Fund REIT, LLC — 3/17/20 — SEC # 1728126
Principal Direct Property Fund, LP — 3/17/20 — SEC # 1728127
Principal Direct Property Funds GP, LLC — 3/17/20 — SEC # 1728125
Ecofin Sustainable & Social Impact Term Fund — 8/2/19 — SEC # 1704299
Ecofin Tax-Exempt Private Credit Fund, Inc. — 8/2/19 — SEC # 1725295
Tortoise Capital Advisors, L.L.C. — 8/2/19 — SEC # 1280965
Tortoise Credit Strategies, LLC — 8/2/19 — SEC # 1721771
Tortoise Direct Municipal Opportunities Fund, LP — 8/2/19 — SEC # 1690081
Tortoise Direct Opportunities Fund II, LP — 8/2/19 — SEC # 1734516
Tortoise Direct Opportunities Fund, LP — 8/2/19 — SEC # 1677319
Tortoise Direct Social Infrastructure Fund II, LP — 8/2/19 — SEC # 1765954
Tortoise Energy Independence Fund, Inc. — 8/2/19 — SEC # 1547158
Tortoise Energy Infrastructure Corp. — 8/2/19 — SEC # 1268533
Tortoise Midstream Energy Fund, Inc. — 8/2/19 — SEC # 1490286
Tortoise Pipeline & Energy Fund, Inc. — 8/2/19 — SEC # 1526329
Tortoise Power & Energy Infrastructure Fund Inc. — 8/2/19 — SEC # 1408201
Principal Commercial Property Debt Fund, LP — 7/11/19 — SEC # 1733986
Principal Diversified Select Income Fund — 12/14/18 — SEC # 1746966
BT Financial Group Ltd. — 1/20/04 — SEC # 1098863
Principal Financial Group Inc. — 12/9/03 — SEC # 1126328
Click to view...
Registrant
About
Filings
Files
Relationships
Names
Topics
Web
294 SEC Filings
from 2/14/97 to 2/13/24
(
2 Months Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G
—
Filed as:
Offerer / Owner
—
Re:
Lulu's Fashion Lounge Holdings, Inc.
New-Filing E-Mail:
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all
Filings
involving
Principal Global Investors
in
the most-recent Filings.
all 294 Filings.
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Details...
Forms
, Documents
&
Exhibits
in
276 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
2/13/24
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
149
2/6/24
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
—
Assets Under Management
98
2/9/22
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
21
12/9/19
OLD
3
Ownership:
Initial Statement of Beneficial Ownership of Securities by an Insider
—
Form 3
OLD
1
7/11/19
OLD
APP WD
Registration:
Withdrawal of an Application for an Exemption Order or Other Relief
OLD
1
1/20/04
OLD
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
OLD
—
Assets Under Management
6
General Exhibits:
2/16/99
OLD
EX-24
Powers of Attorney
OLD
34
Additional Exhibits:
2/16/99
OLD
EX-99
Miscellaneous Exhibits, such as Press Releases
OLD
15
Graphics:
2/9/22
OLD
GRAPHIC
Photos, Images and Graphs
OLD
27
History as a Money Manager:
Assets Under Management
·
Related Money Managers
4
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/13/24
12/31/23
14
of
511
$5,242
NJ
Personal Cfo Solutions, LLC
2/7/24
12/31/23
4,344
of
4,741
$153,604,671
IA
Principal Financial Group Inc.
2/6/24
12/31/23
35
of
452
$138
WA
Bellevue Asset Management, LLC
5/7/20
3/31/20
NA
of
210
NA
NJ
Transcend Capital Advisors, LLC
[ formerly Transcend Wealth Collective, LLC ]
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
11
2023
16
2022
16
2021
18
2020
30
2019
24
2018
12
2017
5
2016
5
2015
4
2014
4
2013
4
2012
4
2011
4
2010
4
2009
5
2008
5
2007
5
2006
7
2005
6
2004
5
2003
6
2002
4
2001
12
2000
39
1999
22
1998
8
1997
9
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— Wed., Apr. 24, 2:39:13.
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