Stephens Inc./AR 

AR

  SEC # 757657

        

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279  SEC Filings   from  5/17/99  to  4/1/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘MA-A’ — Annual Update of Registration by a Municipal Advisor — Form MA — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Stephens Inc./AR

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Forms , Documents & Exhibits  in  248 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/1/24			MA-A		Registration:		Annual Updates of Registrations by Municipal Advisors — Form MA	6
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	6
2/13/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	105
10/11/23			MA-I		Registration:		Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I	99
6/21/23			MA		Registration:		Applications for Registrations by Municipal Advisors — Form MA	15
12/30/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	15
11/24/03	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
1/16/03	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					Form-Specific Documents:
2/13/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			45
					General Exhibits:
11/24/03	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases			4

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		3
2023		11
2022		14
2021		8
2020		19
2019		21
2018		23
2017		19
2016		21
2015		21
2014		36
2013		7
2012		6
2011		5
2010		5
2009		5
2008		5
2007		5
2006		5
2005		14
2004		4
2003		6
2002		5
2001		4
2000		4
1999		3