| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/16/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 289 |
| | |
| | 8-K Items: |
| 7/21/20 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 23 |
| 8/23/18 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 2 |
| 7/21/20 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 6 |
| 4/16/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 60 |
| 6/9/20 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 5 |
| 4/11/11 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 2/20/07 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
| 3/5/09 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD | 3 |
| 1/3/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 29 |
| 5/1/20 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 3 |
| 11/6/17 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 4 |
| 4/28/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 16 |
| 4/16/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 65 |
| 1/26/23 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 113 |
| 4/16/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 211 |
| | |
|
| 3/12/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 3 |
| 3/12/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 30 |
| 2/28/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 30 |
| 2/14/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 104 |
| 1/12/24 | | | ABS-15G | | ABS: | | Asset-Backed Securities Securitizer Reports — Form ABS-15G | 6 |
| 11/2/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 92 |
| 6/26/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 24 |
| 7/30/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 13 |
| 6/15/21 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 6/16/20 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 6/3/20 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 5/27/20 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 7 |
| 5/26/20 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 4 |
| 5/26/20 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 3 |
| 4/16/20 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 6 |
| 3/2/20 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 4 |
| 1/17/20 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 18 |
| 9/23/19 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 3 |
| 8/13/19 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 2 |
| 8/13/19 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 2 |
| 8/9/19 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 22 |
| 5/2/19 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 5 |
| 1/25/19 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 5 |
| 11/8/16 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 4/1/15 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 5/5/14 | OLD | | 8-K12G3 | | Registration: | | Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K OLD | 1 |
| 2/14/14 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 17 |
| 6/6/11 | OLD | | POS EX | | Registration: | | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 |
| 4/1/02 | OLD | | 10KSB | | Update: | | Annual or Annual-Transition Report by a Small Business — Form 10-KSB OLD | 1 |
| 6/11/01 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 5/29/01 | OLD | | DEFS14A | | Proxy: | | Definitive Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 5/11/01 | OLD | | PRES14A | | Proxy: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
| 1/22/01 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 3/28/97 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 3 |
| | |
| | Form-Specific Documents: |
| 2/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 48 |
| | |
| | General Exhibits: |
| 2/28/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/28/24 | | | EX-23 | | Consents of Experts and Counsel | 123 |
| 2/28/24 | | | EX-21 | | Subsidiaries Lists | 18 |
| 2/24/23 | OLD | | EX-10 | | Material Contracts OLD | 55 |
| 7/30/21 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 34 |
| 11/4/20 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 8 |
| 6/9/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 11 |
| 5/28/20 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 7 |
| 5/1/20 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 12 |
| 8/9/19 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 18 |
| 1/25/19 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 4 |
| 1/26/11 | OLD | | EX-24 | | Powers of Attorney OLD | 4 |
| 3/16/06 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 15 |
| 3/31/95 | OLD | | EX-22 | | Published Report re: Matters Submitted to a Vote of Security Holders OLD | 1 |
| 11/30/94 | OLD | | EX-28 | | Info from Reports Furnished to State Insurance Regulators OLD | 4 |
| | |
| | Additional Exhibits: |
| 4/16/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 192 |
| | |
| | Financials: |
| 4/16/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,821 |
| 4/16/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 109 |
| 4/16/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 473 |
| 4/16/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 67 |
| 4/16/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 103 |
| 2/28/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 153 |
| 2/28/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 151 |
| 3/2/15 | OLD | | EX-12 | | Statement re: the Computation of Ratios OLD | 1 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 32 |
| | |
| | Graphics: |
| 4/16/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,386 |
