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Auburn National Bancorporation, Inc. 
 AL
  SEC # 750574


        
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1,203  SEC Filings
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  from  8/7/96  to  3/14/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Auburn National Bancorporation, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  366 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/14/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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25
2/14/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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214

8-K Items: 
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2/22/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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1
12/21/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.011
1/29/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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81
2/13/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
4/2/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
9/15/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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17
11/19/07 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
5/12/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
5/14/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
2/14/24
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  Events: 
Other Events — Item 8.0185
2/14/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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174

11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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77
3/29/23ARSUpdate:  Annual Reports to Security Holders3
3/29/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A4
3/29/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A23
7/24/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
5/14/02 OLDS-3DPOSRegistration:  Post-Effective Amendment of an ‘S-3D’ Registration — Form S-3  OLD 1
5/6/02 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
4/1/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
11/14/00 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/26/99 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 3
11/13/98 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 8
3/19/98 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1

General Exhibits: 
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3/14/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 5
3/14/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 27
3/6/20 OLDEX-10Material Contracts  OLD 11
3/31/09 OLDEX-23Consents of Experts and Counsel  OLD 14
3/31/08 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
5/6/02 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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196

Financials: 
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3/14/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 174
3/14/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 174
3/14/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,961
3/14/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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98
3/14/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 411
3/14/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 55
3/14/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
91
4/2/15 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/30/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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20
11/12/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 6

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3/14/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 286


Forms
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, Documents
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& Exhibits
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 in  837 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 050473
 

        
Latest Filing  Type    Category    Description        Documents
     
1/3/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4795
12/27/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 318
12/26/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D2
1/11/06 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 18

Letters: 
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8/25/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4


        

Filings History

Year    # of Filings
In descending order
2024 7
2023 54
2022 44
2021 44
2020 48
2019 55
2018 51
2017 57
2016 55
2015 50
2014 48
2013 50
2012 51
2011 59
2010 53
2009 62
2008 62
2007 63
2006 47
2005 51
2004 61
2003 78
2002 22
2001 5
2000 8
1999 5
1998 7
1997 4
1996 2

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