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Surge Components Inc. 
 NY
  SEC # 747540


        
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367  SEC Filings
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  from  7/15/96  to  4/15/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-Q’ — Quarterly Report — Form 10-Q — for 2/29/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Surge Components Inc. 

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Forms
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, Documents
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& Exhibits
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 in  225 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/15/24 New Document this Past Month!10-QUpdate:  Quarterly Reports — Form 10-Q  New Document this Past Month!  — Financial Reports
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42
2/28/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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16
12/4/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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51

8-K Items: 
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8/22/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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3
4/15/19 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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2
1/24/22 OLD
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
4/7/17 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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3
1/24/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
12/4/23"Submission of Matters to a Vote of Security Holders — Item 5.0711
2/28/18 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ‘EX-17’
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1
10/7/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
2/28/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
1/24/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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12

11/8/23424B3Registration:  Prospectuses – New Facts or Events2
11/8/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A12
10/20/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
3/10/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
12/30/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
12/23/16 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
11/14/16 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/2/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
10/21/16 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
10/17/16 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
10/7/16 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
10/7/16 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
6/8/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
2/21/13 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
2/10/12 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 9
4/7/11 OLD8-K12G3Registration:  Notices of Securities Deemed to be Registered by Successor Issuers — Form 8-K  OLD 2
3/1/04 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 9
10/15/03 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 27
2/28/03 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
10/15/02 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 7
6/7/01 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
5/23/01 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
9/13/00 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 8
11/30/98 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
8/20/98 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2

General Exhibits: 
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2/28/24EX-23Consents of Experts and Counsel56
1/24/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 31
10/15/20 OLDEX-10Material Contracts  OLD 102
10/15/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
6/8/16 OLDEX-5Opinions of Counsel re: Legality  OLD 6
8/20/10 OLDEX-21Subsidiaries Lists  OLD 6
3/1/04 OLDEX-14Code of Ethics  OLD 1
11/2/01 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
8/1/01 OLDEX-17Correspondence re: Departure of a Director  OLD 1
6/19/00 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
5/8/00 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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4/15/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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35

Financials: 
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4/15/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 59
4/15/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 54
4/15/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,650
4/15/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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63
4/15/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 310
4/15/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 16
4/15/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
56
3/1/04 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 36
1/16/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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57

Graphics: 
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11/8/23GRAPHICPhotos, Images and Graphs273


Forms
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, Documents
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& Exhibits
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 in  148 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/12/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 477
10/9/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 14
3/17/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
3/10/17 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
12/23/16 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
11/14/16 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 9
10/25/16 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
10/13/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
10/12/16 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
10/7/16 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
1/9/13 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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11/8/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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12/23/16 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
12/23/16 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
12/23/16 OLDEX-10Material Contract  OLD 1
6/16/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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3/10/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10

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3/10/17 OLDGRAPHICPhotos, Images and Graphs  OLD 21


        

Filings History

Year    # of Filings
In descending order
2024 2
2023 9
2022 10
2021 11
2020 16
2019 12
2018 14
2017 13
2016 57
2015 23
2014 10
2013 23
2012 14
2011 17
2010 30
2004 2
2003 7
2002 9
2001 24
2000 28
1999 10
1998 16
1997 8
1996 2

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