| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 3/28/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 210 |
| | |
| | 8-K Items: |
| 3/28/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 13 |
| 8/19/22 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 1 |
| 4/27/07 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 1/25/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 78 |
| 3/28/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 6 |
| 12/8/08 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
| 8/19/22 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
| 5/12/10 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 3 |
| 1/27/10 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 3/18/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 30 |
| 1/9/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 11 |
| 5/19/09 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 8/25/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 18 |
| 3/1/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 7 |
| 8/16/21 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 47 |
| 3/28/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 163 |
| | |
|
| 3/28/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 6 |
| 3/28/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 32 |
| 3/26/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 14 |
| 3/25/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 6 |
| 3/6/24 | | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 | 12 |
| 2/28/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 73 |
| 2/6/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 44 |
| 12/12/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 11 |
| 11/3/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 95 |
| 6/29/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 63 |
| 3/20/23 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD — Financial Reports | 4 |
| 8/19/22 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 6 |
| 5/26/22 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 7 |
| 4/15/20 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 4 |
| 6/30/17 | OLD | | NT 11-K | | Update: | | Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25 OLD | 2 |
| 2/5/14 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 15 |
| 8/2/13 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 18 |
| 8/5/10 | OLD | | 424B3 | | Registration: | | Prospectus – New Facts or Events OLD | 1 |
| 8/5/10 | OLD | | EFFECT | | SEC: | | SEC Notice of Effectiveness OLD | 1 |
| 8/3/10 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 2 |
| 4/22/09 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 2 |
| 4/17/09 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 1/23/09 | OLD | | 5 | | Ownership: | | Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5 OLD | 2 |
| 12/5/07 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 5 |
| 11/13/07 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 2 |
| 3/15/05 | OLD | | NT 10-K | | Update: | | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25 OLD | 1 |
| 3/28/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 7 |
| 6/19/97 | OLD | | 8A12BEF | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 1/22/96 | OLD | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/6/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 44 |
| | |
| | General Exhibits: |
| 3/28/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 23 |
| 3/28/24 | | | EX-5 | | Opinions of Counsel re: Legality | 32 |
| 3/28/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 19 |
| 3/26/24 | | | EX-FILING FEES | | Filing Fees | 5 |
| 3/8/24 | | | EX-10 | | Material Contracts | 52 |
| 3/6/24 | | | EX-23 | | Consents of Experts and Counsel | 146 |
| 3/6/24 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 6 |
| 2/28/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/28/24 | | | EX-24 | | Powers of Attorney | 41 |
| 2/28/24 | | | EX-21 | | Subsidiaries Lists | 31 |
| 1/9/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 24 |
| 3/8/11 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 4 |
| 3/11/04 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 4/30/03 | OLD | | EX-28 | | Info from a Report Furnished to State Insurance Regulators OLD | 1 |
| 3/27/01 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 10 |
| | |
| | Additional Exhibits: |
| 3/18/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization; 1 Bylaws (2 total) | 278 |
| | |
| | Financials: |
| 3/28/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,653 |
| 3/28/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 122 |
| 3/28/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 539 |
| 3/28/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 80 |
| 3/28/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 116 |
| 2/28/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 167 |
| 2/28/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 165 |
| 3/14/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 8 |
| 5/12/10 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 3/28/01 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 35 |
| 11/12/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 15 |
| | |
| | Graphics: |
| 3/28/24 | | | GRAPHIC | | Photos, Images and Graphs | 617 |
