SEC Info
uses JavaScript!
To view pages properly, enable JavaScript in your browser.
SEC Info
℠
Home
Search
My Interests
Help
Sign In
Please
Sign In
Wells Fargo Bank NA
SD
SEC # 740906
27 Related Registrants:
Same IRS #: Abbot Downing Investment Adivsors — 1/8/13 — SEC # 1555172
Same IRS #: Wells Fargo Bank NA/TA — 3/15/24 — SEC # 25728
Same Name: Wells Fargo Bank NA/CA — 12/15/11 — SEC # 827124
Wells Fargo & Co. — 3/28/24 — SEC # 72971
More than a Year ago:
Wells Fargo Municipal Capital Strategies, LLC — 2/10/21 — SEC # 1585457
Allspring Funds Management, LLC — 3/20/19 — SEC # 1327354
Allspring Global Investments, LLC — 3/20/19 — SEC # 1075869
Galliard Capital Management, Inc. — 3/20/19 — SEC # 1455161
Global Alternative Investment Services, Inc. — 3/20/19 — SEC # 55603
Wells Fargo Asset Management (International) Ltd. (fka ECM Asset ... — 3/20/19 — SEC # 1766152
Wells Fargo Asset Management (International), LLC — 3/20/19 — SEC # 1308147
Wells Fargo Funds Distributor, LLC — 3/20/19 — SEC # 1455123
Wells Fargo Investment Institute, Inc. — 3/20/19 — SEC # 1467728
Wells Fargo Securities, LLC — 3/20/19 — SEC # 1470801
Wells Fargo Bank Northwest, N.A. — 9/6/16 — SEC # 1542384
Wells Fargo Delaware Trust Co., N.A. — 9/6/16 — SEC # 1418540
Golden Capital Management, LLC — 7/12/13 — SEC # 1131340
Metropolitan West Capital Management LLC/CA — 7/12/13 — SEC # 1108626
Peregrine Capital Management LLC — 7/12/13 — SEC # 764529
Nelson Capital Management, LLC — 1/5/12 — SEC # 1231423
Bitterroot Asset Management, Inc. — 2/27/08 — SEC # 1427382
IntraWest Asset Management, Inc. — 2/27/08 — SEC # 1427380
Iris Asset Management, Inc. — 2/27/08 — SEC # 1427381
Pelican Asset Management, Inc. — 2/27/08 — SEC # 1427384
Thirty-Eight Hundred Investments Ltd. — 2/27/08 — SEC # 1427454
Violet Asset Management, Inc. — 2/27/08 — SEC # 1427383
WFC Holdings Corp. — 2/27/08 — SEC # 105598
Click to view...
Registrant
About
Filings
Files
Relationships
Names
Topics
Web
363 SEC Filings
from 5/14/99 to 3/28/24
(
3 Weeks Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/26/24
—
Filed as:
Owner / Insider
—
Filed by:
Wells Fargo & Co.
—
Re:
Nuveen Quality Municipal Income Fund
New-Filing E-Mail:
Send me
notifications of
all
Filings
involving
Wells Fargo Bank NA
in
the most-recent Filings.
all 363 Filings.
an “Entity” Search.
Show
Documents with “hits”
Documents searched
and
each “hit”.
the 1st “hit”.
↓
↑
Hints
Text Wildcards:
?
(any letter/digit)
,
*
(many)
.
Search Logic:
for Documents:
&
(
and
)
,
|
(or)
; for Text:
|
(
anywhere
)
,
"(&)"
(near)
.
Details...
Forms
, Documents
&
Exhibits
in
361 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
3/28/24
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
67
2/9/24
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
—
Assets Under Management
93
2/8/24
ABS-15G
ABS:
Asset-Backed Securities Securitizer Reports
—
Form ABS-15G
52
1/26/24
SBSE-A
Registration:
Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such
—
Form SBSE-A
12
4/8/22
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
48
10/28/21
OLD
SBSE-C
Registration:
Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant
—
Form SBSE-C
OLD
1
3/20/19
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
11
9/8/16
OLD
APP ORDR
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders
OLD
6
8/22/16
OLD
APP NTC
SEC:
Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices
OLD
3
2/8/13
OLD
144
Ownership:
Notices of Proposed Sales of Securities by Insiders
—
Form 144
OLD
3
1/10/13
OLD
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
OLD
52
9/21/12
OLD
NO ACT
SEC:
SEC No-Action Letter re: a Shareholder Proposal
OLD
1
4/30/01
OLD
13F-HR
Ownership:
Quarterly Holdings and Combination Reports by Money Managers
—
Form 13F
OLD
—
Assets Under Management
11
12/20/00
OLD
SC 13D
Ownership:
Statement of Acquisition of Beneficial Ownership by an “Active” Investor
—
Schedule 13D
OLD
1
General Exhibits:
2/9/23
OLD
EX-1
Underwriting Agreements
(and mislabeled “1
st
Exhibits”)
OLD
47
11/10/22
OLD
EX-2
Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions
OLD
46
2/27/08
OLD
EX-24
Power of Attorney
OLD
1
Additional Exhibits:
3/28/24
EX-99 & EX-99.*
Miscellaneous Exhibits, such as Press Releases
—
EX-99.* Form-Specific Exhibits
...
Form Funding Portal
:
50 Other Disclosures
—
Form SBSE-A
:
9 Forms 7-R – Commodity Futures Trading Commission (CFTC)
(59 total)
135
Graphics:
5/2/16
OLD
GRAPHIC
Photos, Images and Graphs
OLD
4
History as a Money Manager:
Assets Under Management
·
Related Money Managers
2
Related Managers
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/9/24
12/31/23
4,985
of
18,977
$39,851,372
CA
Wells Fargo & Co.
1/26/15
12/31/14
38
of
75
$104
CA
Cinque Partners LLC
Forms
, Documents
&
Exhibits
in
2 Filings
Filed re:
Issuer / Subject Company
Latest Filing
Type
Category
Description
Documents
4/10/23
OLD
144
Ownership:
Notices of Proposed Sales of Securities by Insiders
—
Form 144
OLD
2
Filings History
Year
# of Filings
2024
5
2023
13
2022
18
2021
18
2020
11
2019
21
2018
13
2017
8
2016
33
2015
14
2014
10
2013
43
2012
83
2011
16
2010
4
2009
4
2008
5
2007
4
2006
4
2005
4
2004
8
2003
5
2002
4
2001
6
2000
6
1999
3
↑
Top
Copyright © 2024
Fran Finnegan & Company LLC
– All Rights Reserved.
About
—
Privacy
—
Redactions
—
Help
— Thu., Apr. 18, 1:10:38.
4am ET