Latest Filing | | Type | | Category | Description | Documents |
---|
| | | |
4/10/24 | | | 40-17G | | Update: | | Fidelity Bonds for Investment Companies | 85 |
3/27/24 | | | NPORT-P | | Update: | | Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT | 144 |
3/27/24 | | | NPORT-EX | | Update: | | Portfolio Holdings Schedules by Investment Companies — Form N-PORT | 80 |
3/1/24 | | | 497K | | Registration: | | Prospectuses – Certain Open-End Investment Companies – Summary | 211 |
3/1/24 | | | 497 | | Registration: | | Definitive Materials — Financial Reports | 264 |
1/23/24 | | | 24F-2NT | | Update: | | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 | 55 |
1/12/24 | | | N-CEN | | Update: | | Annual Reports by Investment Companies — Form N-CEN | 9 |
1/2/24 | | | 497J | | Registration: | | Certifications of No Change in Definitive Materials | 62 |
12/26/23 | | | 485BPOS | | Registration: | | Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports | 91 |
12/22/23 | | | N-CSR | | Update: | | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 37 |
8/28/23 | | | N-PX | | Proxy: | | Annual Proxy Voting Reports by Investment Companies — Form N-PX | 75 |
6/22/23 | | | N-CSRS | | Update: | | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 46 |
12/10/20 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 32 |
10/16/20 | OLD | | 485APOS | | Registration: | | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 35 |
5/29/20 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 29 |
4/10/20 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 6 |
3/13/20 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 5 |
3/29/19 | OLD | | N-Q | | Update: | | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 60 |
2/27/18 | OLD | | NSAR-B | | Update: | | Annual Reports by Investment Companies — Form N-SAR OLD | 47 |
8/28/17 | OLD | | NSAR-A | | Update: | | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 46 |
10/19/12 | OLD | | 40-APP | | Registration: | | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 8 |
11/23/10 | OLD | | APP WD | | Registration: | | Withdrawals of Applications for Exemption Orders and Other Relief OLD | 2 |
2/8/08 | OLD | | DEFA14C | | Proxy: | | Definitive Additional Proxy Info Statements — Schedule 14C OLD | 4 |
7/6/07 | OLD | | N-14 | | Registration: | | Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14 OLD | 1 |
4/18/07 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 4 |
6/12/06 | OLD | | 485BXT | | Registration: | | Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates OLD | 3 |
1/20/04 | OLD | | 13F-E | | Ownership: | | Quarterly Holdings Reports by Money Managers — Form 13F OLD | 19 |
2/26/03 | OLD | | N-30D | | Update: | | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 35 |
2/22/02 | OLD | | 40-6C | | Registration: | | Application for an Exemption or Other Relief by an Investment Company OLD | 1 |
5/14/01 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD | 9 |
1/16/01 | OLD | | DEFS14A | | Proxy: | | Definitive Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
1/2/01 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
11/16/00 | OLD | | PRES14A | | Proxy: | | Preliminary Proxy Statement – Special Meeting — Schedule 14A OLD | 1 |
1/29/98 | OLD | | NSAR-BT | | Update: | | Annual-Transition Reports by Investment Companies — Form N-SAR OLD | 2 |
7/14/94 | OLD | | N-30B-2 | | Update: | | Periodic and Interim Reports Mailed to Shareholders by Investment Companies OLD | 2 |
| | |
| | Form-Specific Documents: |
3/27/24 | | | NPORT-EX | | Portfolio Holdings Schedules — Form N-PORT | 80 |
| | |
| | General Exhibits: |
5/9/11 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 5 |
5/9/11 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 5 |
5/9/11 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 9 |
5/9/11 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 5 |
5/9/11 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 5 |
5/9/11 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 7 |
5/9/11 | OLD | | EX-9 | | Voting Trust Agreements OLD | 7 |
5/9/11 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 2 |
5/9/11 | OLD | | EX-10 | | Material Contracts OLD | 2 |
4/12/94 | OLD | | EX-14 | | Codes of Ethics OLD | 3 |
1/27/94 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| | |
| | Additional Exhibits: |
12/26/23 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — EX-99.* Form-Specific Exhibits... Form N-14: 1 Opinion of Counsel re: Legality; 3 Other Consents; 3 Powers of Attorney — Form N-1A: 3 Articles of Incorporation/Organization; 18 Custodian Agreements; 141 Distribution Plans — Rule 12b-1 – ICA’40; 208 Investment Advisor Contracts; 12 Multiple-Classes Plans — Rule 18f-3 – ICA’40; 45 Opinions of Counsel re: Legality; 82 Other Opinions; 43 Underwriter Contracts — Form N-2: 1 Voting Trust Agreement — Form N-6: 1 Other Material Contract — Form N-CSR: 142 Certifications — §302 – SOA’02; 82 Certifications — §906 – SOA’02; 36 Codes of Ethics — Form N-SAR: 75 Accountants’ Reports re: Internal Controls; 2 Certifications — §302 – SOA’02; 4 Legal Proceedings; 13 Matters Submitted to Votes of Security Holders; 1 Merger Info; 207 Other Disclosures; 1 Policies re: Security Investments; 6 Terms of New and Amended Securities; 5 Transactions Effected — Rule 10f-3 – ICA’40 (1,135 total) | 1,761 |
| | |
| | Investment Company Exhibits: |
1/12/24 | | | INTERNAL CONTROL RPT | | Accountants’ Reports re: Internal Controls | 29 |
| | |
| | Financials: |
3/1/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 699 |
3/1/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 210 |
3/1/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 5 |
3/1/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 36 |
12/27/21 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 24 |
5/9/11 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 5 |
5/9/11 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 5 |
5/9/11 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 2 |
12/29/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 409 |
4/12/94 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 6 |
| | |
| | Graphics: |
12/29/23 | | | GRAPHIC | | Photos, Images and Graphs | 11,544 |