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Equitable Financial Life Insurance Co. 
 NY
  SEC # 727920


        
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1,406  SEC Filings
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  from  5/12/95  to  4/19/24  (Today)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘424B3’ — Prospectus – New Facts or Events — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Equitable Financial Life Insurance Co. 

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Forms
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, Documents
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& Exhibits
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 in  1,387 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/19/24 New Document this Past Month!424B3Registration:  Prospectuses – New Facts or Events  New Document this Past Month! 562
4/19/24 New Document this Past Month!S-3Registration:  Registration Statements – Securities for Transactions — Form S-3  New Document this Past Month! 140
3/18/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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30
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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92
11/14/23EFFECTSEC:  SEC Notices of Effectiveness78
10/30/23POS AMRegistration:  Post-Effective Amendments of Registration Statements80
8/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-254
7/25/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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37
5/26/23RWRegistration:  Registration Withdrawal Requests8
5/18/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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43

8-K Items: 
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5/18/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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6
3/13/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/11/18 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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1
11/17/17 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD 21
6/1/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
5/17/23
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  Events: 
Other Events — Item 8.013
5/18/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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11

4/14/23 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 26
3/14/22 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 4
3/12/20 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 29
1/3/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 41
4/2/18 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/28/13 OLDOIP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-OIP’ SEC Orders  OLD 2
2/4/13 OLDOIP NTCSEC:  Applications for SEC Exemption Orders – ‘40-OIP’ SEC Notices  OLD 2
1/30/13 OLD40-OIPRegistration:  Applications for SEC Exemption Orders from the SEC Office of Insurance Products (OIP) by Investment Companies  OLD 10
2/28/12 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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39
3/13/09 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
4/21/08 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
8/3/07 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 5
4/28/06 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 59
4/28/05 OLDN-4Registration:  Registration Statements by Variable Annuity Unit Investment Trusts for Separate Accounts — Form N-4  OLD 25
4/28/05 OLDN-3Registration:  Registration Statements by Open-End Investment Companies for Separate Accounts — Form N-3  OLD 17
4/25/05 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 2
2/11/05 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 4
8/20/02 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 9
7/17/02 OLDAPP WDRegistration:  Withdrawals of Applications for Exemption Orders and Other Relief  OLD 2
4/26/02 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 8
2/21/02 OLD497Registration:  Definitive Materials  OLD 24
9/10/97 OLDN-30B-2Update:  Periodic or Interim Report Mailed to Shareholders by an Investment Company  OLD 1
2/7/97 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
1/24/97 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/13/96 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
5/19/95 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1

Letters: 
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3/17/21 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC31

General Exhibits: 
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4/19/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 41
3/18/24EX-23Consents of Experts and Counsel26
8/21/23EX-10Material Contracts70
3/1/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 15
4/11/18 OLDEX-21Subsidiaries Lists  OLD 7
3/24/17 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 38
4/26/12 OLDEX-5Opinions of Counsel re: Legality  OLD 9
4/26/12 OLDEX-24Powers of Attorney  OLD 12
4/27/04 OLDEX-9Voting Trust Agreements  OLD 18
4/26/04 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 17
10/26/99 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
10/3/97 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 21
5/2/97 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 11

Additional Exhibits: 
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4/19/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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805

Financials: 
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3/18/24EX-31Certifications — §302 – SOA’02170
3/18/24EX-32Certifications — §906 – SOA’02170
3/18/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,484
3/18/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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66
3/18/24EX-101.*XBRL Data  (XBRL Files)322
3/18/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)22
3/18/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
59
11/20/17 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 3
3/13/06 OLDEX-16Letter re: a Change in Accountant  OLD 1
4/27/04 OLDEX-12Statements re: Computations of Ratios  OLD 10
4/26/04 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
4/26/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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167

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4/19/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 541

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
11/14/169/30/16  227 of 1,722  $42,248  
 NY
 
OppenheimerFunds, Inc.

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2006: 4/28/06 Axa Equitable Life Insurance Co.S#10714
 American Dental Association – Members Retirement ProgramC#29606
 Members Retirement ProgramC#29607
 Retirement Investment AccountC#29605
 
— 1 Fund / Series — 3 Classes / Contracts —


Forms
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, Documents
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& Exhibits
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 in  18 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents

Letters: 
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10/13/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC18
10/13/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6


        

Filings History

Year    # of Filings
In descending order
2024 15
2023 64
2022 59
2021 52
2020 72
2019 48
2018 59
2017 62
2016 48
2015 32
2014 46
2013 49
2012 37
2011 29
2010 55
2009 33
2008 36
2007 46
2006 58
2005 57
2004 66
2003 57
2002 58
2001 50
2000 54
1999 54
1998 36
1997 31
1996 27
1995 16

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