SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
NY |
Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
---|---|---|---|
Most-Recent Filing: | ‘497J’ — Certification of No Change in Definitive Material — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
3/4/24 | 497J | Registration: | Certifications of No Change in Definitive Materials | 45 | ||||||||
2/28/24 | 497K | Registration: | Prospectuses – Certain Open-End Investment Companies – Summary | 518 | ||||||||
2/26/24 | 485BPOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations — | 80 | ||||||||
1/23/24 | 24F-2NT | Update: | Annual Notices of Securities Sold by Investment Companies — Form 24F-2 | 34 | ||||||||
1/8/24 | N-CEN | Update: | Annual Reports by Investment Companies — Form N-CEN | 6 | ||||||||
1/5/24 | N-CSR | Update: | Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 30 | ||||||||
12/27/23 | NPORT-P | Update: | Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT | 161 | ||||||||
12/26/23 | 497 | Registration: | Definitive Materials — | 232 | ||||||||
9/19/23 | NPORT-EX | Update: | Portfolio Holdings Schedules by Investment Companies — Form N-PORT | 87 | ||||||||
8/31/23 | N-PX | Proxy: | Annual Proxy Voting Reports by Investment Companies — Form N-PX | 20 | ||||||||
8/11/23 | 40-17G | Update: | Fidelity Bonds for Investment Companies | 37 | ||||||||
6/29/23 | N-CSRS | Update: | Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR | 24 | ||||||||
7/26/22 | OLD | DEFA14A | Proxy: | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 14 | |||||||
5/10/22 | OLD | DEF 14A | Proxy: | Definitive Proxy Statements — Schedule 14A OLD | 4 | |||||||
4/22/22 | OLD | PRE 14A | Proxy: | Preliminary Proxy Statements — Schedule 14A OLD | 4 | |||||||
6/25/21 | OLD | CORRESP | Comment: | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — | 22 | |||||||
5/6/21 | OLD | 485APOS | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations OLD | 47 | |||||||
3/27/19 | OLD | N-Q | Update: | Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q OLD | 40 | |||||||
12/28/17 | OLD | NSAR-B | Update: | Annual Reports by Investment Companies — Form N-SAR OLD | 34 | |||||||
6/28/17 | OLD | NSAR-A | Update: | Semi-Annual Reports by Investment Companies — Form N-SAR OLD | 33 | |||||||
12/21/16 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 4 | |||||||
6/5/14 | OLD | POS EX | Registration: | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 | |||||||
8/7/13 | OLD | 485BXT | Registration: | Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates OLD | 5 | |||||||
11/30/12 | OLD | N-14 | Registration: | Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14 OLD | 4 | |||||||
3/1/11 | OLD | EFFECT | SEC: | SEC Notice of Effectiveness OLD | 1 | |||||||
1/29/10 | OLD | NSAR-BT | Update: | Annual-Transition Reports by Investment Companies — Form N-SAR OLD | 5 | |||||||
11/5/08 | OLD | AW | Registration: | Amendment Withdrawal Requests OLD | 2 | |||||||
2/26/08 | OLD | POS AMI | Registration: | Post-Effective Amendment of a Registration Statement by an Investment Company OLD | 1 | |||||||
2/4/08 | OLD | DEF 14C | Proxy: | Definitive Proxy Info Statement — Schedule 14C OLD | 1 | |||||||
1/18/08 | OLD | PRE 14C | Proxy: | Preliminary Proxy Info Statement — Schedule 14C OLD | 1 | |||||||
8/27/07 | OLD | 40-6C | Registration: | Applications for Exemptions and Other Relief by Investment Companies OLD | 6 | |||||||
3/18/05 | OLD | N-14AE | Registration: | Registration Statements by Open-End Investment Companies – Securities for Mergers (Automatic Effectiveness) — Form N-14 OLD | 4 | |||||||
12/23/02 | OLD | N-30D | Update: | Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies OLD | 29 | |||||||
12/27/99 | OLD | N-30B-2 | Update: | Periodic and Interim Reports Mailed to Shareholders by Investment Companies OLD | 2 | |||||||
2/26/98 | OLD | N-18F1 | Update: | Notices of Elections by Open-End Investment Companies — Form N-18f-1 OLD | 2 | |||||||
Letters: | ||||||||||||
5/6/21 | OLD | COVER | Comment-Response and Cover Letters to the SEC [ a.k.a. CORRESP ] OLD — | 17 | ||||||||
Form-Specific Documents: | ||||||||||||
9/19/23 | NPORT-EX | Portfolio Holdings Schedules — Form N-PORT | 87 | |||||||||
General Exhibits: | ||||||||||||
7/6/22 | OLD | EX-13 | Annual or Quarterly Report to Security Holders OLD | 1 | ||||||||
10/10/02 | OLD | EX-24 | Power of Attorney OLD | 1 | ||||||||
8/4/00 | OLD | EX-14 | Codes of Ethics OLD | 3 | ||||||||
12/24/97 | OLD | EX-4 | Instrument Defining the Rights of Security Holders OLD | 1 | ||||||||
12/27/96 | OLD | EX-5 | Opinions of Counsel re: Legality OLD | 2 | ||||||||
Additional Exhibits: | ||||||||||||
2/26/24 | EX-99 & EX-99.* | Miscellaneous Exhibits, such as Press Releases — | 1,198 | |||||||||
Investment Company Exhibits: | ||||||||||||
1/8/24 | INTERNAL CONTROL RPT | Accountants’ Reports re: Internal Controls | 10 | |||||||||
1/10/20 | OLD | LEGAL PROCEEDINGS | Legal Proceedings OLD | 2 | ||||||||
1/14/19 | OLD | OTHER REQUIRED INFO | Other Info OLD | 1 | ||||||||
Financials: | ||||||||||||
2/26/24 | XML & R# | IDEA Financial Reports Info — | 718 | |||||||||
2/26/24 | EX-101.* | XBRL Data (XBRL Files) | 245 | |||||||||
2/26/24 | JSON | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 8 | |||||||||
2/26/24 | ZIP | XBRL Zipped Folders | 49 | |||||||||
6/17/21 | OLD | EXCEL | IDEA Workbooks of Financial Reports Info OLD — | 31 | ||||||||
2/27/04 | OLD | EX-32 | Certification — §906 – SOA’02 OLD | 1 | ||||||||
12/28/00 | OLD | EX-27 | Financial Data Schedules {Pre-XBRL} OLD — | 154 | ||||||||
8/4/00 | OLD | EX-16 | Letters re: Changes in Accountants OLD | 3 | ||||||||
8/4/00 | OLD | EX-11 | Statements re: Computations of Earnings Per Share OLD | 3 | ||||||||
Graphics: | ||||||||||||
2/28/24 | GRAPHIC | Photos, Images and Graphs | 2,401 |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2024: | 3/4/24 | Neuberger Berman Core Bond Fund | ||||||
⇒ | Class A | NCRAX | ||||||
⇒ | Class C | NCRCX | ||||||
⇒ | Class R6 | NRCRX | ||||||
⇒ | Institutional Class | NCRLX | ||||||
⇒ | Investor Class | NCRIX | ||||||
3/4/24 | Neuberger Berman Emerging Markets Debt Fund | |||||||
⇒ | Class A | NERAX | ||||||
⇒ | Class C | NERCX | ||||||
⇒ | Institutional Class | NERIX | ||||||
3/4/24 | Neuberger Berman Floating Rate Income Fund | |||||||
⇒ | Class A | NFIAX | ||||||
⇒ | Class C | NFICX | ||||||
⇒ | Institutional Class | NFIIX | ||||||
3/4/24 | Neuberger Berman High Income Bond Fund | |||||||
⇒ | Class A | NHIAX | ||||||
⇒ | Class C | NHICX | ||||||
⇒ | Class E Shares | NHIEX | ||||||
⇒ | Class R3 | NHIRX | ||||||
⇒ | Class R6 | NRHIX | ||||||
↓List all Funds / Series and their Classes / Contracts |
As Of | Fund / Series | — Filings for F/S#... | ||||||
---|---|---|---|---|---|---|---|---|
⇒ Class / Contract — Filings for C/C#... | Symbol | |||||||
2024: | 3/4/24 | Neuberger Berman Core Bond Fund | ||||||
⇒ | Class A | NCRAX | ||||||
⇒ | Class C | NCRCX | ||||||
⇒ | Class R6 | NRCRX | ||||||
⇒ | Institutional Class | NCRLX | ||||||
⇒ | Investor Class | NCRIX | ||||||
3/4/24 | Neuberger Berman Emerging Markets Debt Fund | |||||||
⇒ | Class A | NERAX | ||||||
⇒ | Class C | NERCX | ||||||
⇒ | Institutional Class | NERIX | ||||||
3/4/24 | Neuberger Berman Floating Rate Income Fund | |||||||
⇒ | Class A | NFIAX | ||||||
⇒ | Class C | NFICX | ||||||
⇒ | Institutional Class | NFIIX | ||||||
3/4/24 | Neuberger Berman High Income Bond Fund | |||||||
⇒ | Class A | NHIAX | ||||||
⇒ | Class C | NHICX | ||||||
⇒ | Class E Shares | NHIEX | ||||||
⇒ | Class R3 | NHIRX | ||||||
⇒ | Class R6 | NRHIX | ||||||
⇒ | Institutional Class | NHILX | ||||||
⇒ | Investor Class | NHINX | ||||||
⇒ | Class R2 | — | ||||||
3/4/24 | Neuberger Berman Municipal High Income Fund | |||||||
⇒ | Class A | NMHAX | ||||||
⇒ | Class C | NMHCX | ||||||
⇒ | Institutional Class | NMHIX | ||||||
3/4/24 | Neuberger Berman Municipal Impact Fund | |||||||
⇒ | Class A | NIMAX | ||||||
⇒ | Class C | NIMCX | ||||||
⇒ | Institutional Class | NMIIX | ||||||
3/4/24 | Neuberger Berman Municipal Intermediate Bond Fund | |||||||
⇒ | Class A | NMNAX | ||||||
⇒ | Class C | NMNCX | ||||||
⇒ | Institutional Class | NMNLX | ||||||
⇒ | Investor Class | NMUIX | ||||||
3/4/24 | Neuberger Berman Short Duration Bond Fund | |||||||
⇒ | Class A | NSHAX | ||||||
⇒ | Class C | NSHCX | ||||||
⇒ | Institutional Class | NSHLX | ||||||
⇒ | Investor Class | NSBIX | ||||||
⇒ | Trust Class | NSBTX | ||||||
⇒ | Class R6 | NRSHX | ||||||
3/4/24 | Neuberger Berman Strategic Income Fund | |||||||
⇒ | Class A | NSTAX | ||||||
⇒ | Class C | NSTCX | ||||||
⇒ | Class R6 | NRSIX | ||||||
⇒ | Institutional Class | NSTLX | ||||||
⇒ | Trust Class | NSTTX | ||||||
2021: | 1/29/21 | Neuberger Berman Short Duration High Income Fund | ||||||
⇒ | Class A | NHSAX | ||||||
⇒ | Class C | NHSCX | ||||||
⇒ | Institutional Class | NHSIX | ||||||
1/29/21 | Neuberger Berman Unconstrained Bond Fund | |||||||
⇒ | Class A | NUBAX | ||||||
⇒ | Class C | NUBCX | ||||||
⇒ | Class R6 | NRUBX | ||||||
⇒ | Institutional Class | NUBIX | ||||||
2019: | 8/29/19 | Neuberger Berman Core Plus Fund | ||||||
⇒ | Class A | NCPAX | ||||||
⇒ | Class C | NCPCX | ||||||
⇒ | Class R6 | NCPRX | ||||||
⇒ | Institutional Class | NCPIX | ||||||
2011: | 8/30/11 | Neuberger Berman Municipal Money Fund | ||||||
⇒ | Investor Class | NBTXX | ||||||
8/30/11 | Neuberger Berman New York Municipal Money Fund | |||||||
⇒ | Investor Class | LBNXX | ||||||
8/30/11 | Neuberger Berman Tax-Free Money Fund | |||||||
⇒ | Reserve Class | LBTXX | ||||||
2010: | 1/29/10 | Lehman Brothers National Municipal Money Fund | ||||||
⇒ | Reserve Class | LBMXX | ||||||
1/29/10 | Neuberger Berman California Tax-Free Money Fund | |||||||
⇒ | Investor Class | — | ||||||
⇒ | Reserve Class | — | ||||||
1/29/10 | Neuberger Berman Cash Reserves | |||||||
⇒ | Investor Class | NBCXX | ||||||
1/29/10 | Neuberger Berman Core Plus Bond Fund | |||||||
⇒ | Class A | — | ||||||
⇒ | Class C | — | ||||||
⇒ | Institutional Class | — | ||||||
6/28/10 | Neuberger Berman Government Money Fund | |||||||
⇒ | Investor Class | NBGXX | ||||||
— 20 Funds / Series — 62 Classes / Contracts — |
Year | # of Filings | |
---|---|---|
2024 | 24 | |
2023 | 84 | |
2022 | 79 | |
2021 | 88 | |
2020 | 91 | |
2019 | 119 | |
2018 | 80 | |
2017 | 63 | |
2016 | 84 | |
2015 | 79 | |
2014 | 60 | |
2013 | 61 | |
2012 | 48 | |
2011 | 40 | |
2010 | 84 | |
2009 | 41 | |
2008 | 48 | |
2007 | 41 | |
2006 | 26 | |
2005 | 43 | |
2004 | 19 | |
2003 | 18 | |
2002 | 28 | |
2001 | 13 | |
2000 | 17 | |
1999 | 15 | |
1998 | 15 | |
1997 | 17 | |
1996 | 15 | |
1995 | 12 | |
1994 | 2 |