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United Capital Corp./DE 
 NY
  SEC # 65358


        
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260  SEC Filings
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  from  4/8/94  to  8/3/11  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Petrocelli Attilio 
 
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notifications of all
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Filings
involving  United Capital Corp./DE 

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Forms
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, Documents
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& Exhibits
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 in  189 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/28/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
7/18/11 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/22/11 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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37

8-K Items: 
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6/10/11 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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10
2/23/11 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 7
6/22/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/19/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
4/15/05 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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1
4/15/05 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
6/15/11 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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2
7/25/08 OLD
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  Events: 
Other Events — Item 8.01  OLD 5
6/22/11 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 21

6/21/11 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
6/16/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
5/18/11 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 19
5/11/11 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 58
4/29/11 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 37
9/15/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
4/24/09 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 8
12/10/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
3/12/04 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
8/23/02 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
10/13/99 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 2
5/14/98 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
11/15/95 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
5/17/94 OLDNTN 10QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report (Late Notice) — Form 12b-25  OLD 1

General Exhibits: 
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3/30/11 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1
3/30/11 OLDEX-21Subsidiaries Lists  OLD 18
3/23/10 OLDEX-23Consents of Experts and Counsel  OLD 28
8/12/09 OLDEX-10Material Contracts  OLD 16
2/24/09 OLDEX-9Voting Trust Agreement  OLD 1
8/10/06 OLDEX-14Codes of Ethics  OLD 2
4/15/05 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
11/23/04 OLDEX-5Opinions of Counsel re: Legality  OLD 4
8/23/02 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
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7/28/11 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
55

Financials: 
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5/11/11 OLDEX-31Certifications — §302 – SOA’02  OLD 96
5/11/11 OLDEX-32Certifications — §906 – SOA’02  OLD 81
11/19/07 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 25

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7/28/11 OLDGRAPHICPhotos, Images and Graphs  OLD 18


Forms
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, Documents
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& Exhibits
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 in  84 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/3/11 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 14
7/28/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
7/27/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 50
6/21/11 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
12/22/05 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
4/25/05 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
10/13/99 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 2

Letters: 
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9/15/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

Additional Exhibits: 
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7/28/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 24

Graphics: 
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7/28/11 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2011 26
2010 19
2009 22
2008 22
2007 18
2006 13
2005 19
2004 27
2003 15
2002 8
2001 8
2000 7
1999 9
1998 13
1997 7
1996 8
1995 10
1994 9

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