Merrill Lynch & Co., Inc. 

NY

  SEC # 65100

        

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8,654  SEC Filings   from  1/4/94  to  10/18/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘25-NSE’ — Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 — Filed re:  Issuer / Subject Company — Filed by:  New York Stock Exchange LLC
New-Filing E-Mail:			Send me notifications of all Filings involving  Merrill Lynch & Co., Inc.

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Forms , Documents & Exhibits  in  7,658 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/2/13	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	60
2/28/13	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	14
1/24/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	280
1/24/13	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	115
11/13/12	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	39
3/13/12	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
3/12/12	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	101
2/24/12	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	47
2/10/12	OLD		POSASR		Registration:		Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD	6
12/12/11	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	66
7/8/11	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	19
5/19/11	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	725
					8-K Items:
5/19/11	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	20
11/15/10	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
1/20/09	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	18
1/2/09	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
10/30/08	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
1/5/09	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	12
5/12/09	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
2/25/08	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
1/2/09	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
10/30/08	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	16
1/2/09	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	15
11/6/08	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	33
5/8/09	OLD		Events:			•	Other Events — Item 8.01  OLD	263
5/19/11	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	303
11/12/09	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	54
6/26/09	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	18
3/31/09	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
2/24/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	10
2/18/09	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	1,574
2/12/09	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2,685
2/5/09	OLD		CERTPAC		Trading:		Certifications by the Pacific Coast Stock Exchange Approving Listings — Form CERT  OLD	27
1/15/09	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	34
1/2/09	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
12/9/08	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	583
12/3/08	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	300
11/21/08	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	31
11/3/08	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
10/16/08	OLD		CERTAMX		Trading:		Certifications by the American Stock Exchange Approving Listings — Form CERT  OLD	159
5/9/08	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	569
3/14/08	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	15
3/4/08	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	11
1/9/08	OLD		40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company  OLD	1
9/26/07	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	7
6/21/07	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
4/11/07	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	11
8/4/06	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
4/20/06	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	54
11/9/04	OLD		T-3		Registration:		Application for a Qualification of a Trust Indenture — Form T-3  OLD	1
3/12/04	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
4/26/02	OLD		1		Trading:		Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1  OLD	1
3/14/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	8
5/16/01	OLD		13F-NT		Ownership:		Quarterly Holdings Notice by a Money Manager — Form 13F  OLD  — Assets Under Management	1
2/16/01	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
1/14/98	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	6
7/25/97	OLD		8A12BEF		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
1/22/97	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	6
12/13/96	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
6/6/96	OLD		8A12BT		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
1/14/94	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
					General Exhibits:
2/28/13	OLD		EX-23		Consents of Experts and Counsel  OLD			154
2/28/13	OLD		EX-24		Powers of Attorney  OLD			29
11/13/12	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			634
11/13/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			578
2/24/12	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			75
5/19/11	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			48
11/1/10	OLD		EX-10		Material Contracts  OLD			125
3/10/10	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			14
1/2/09	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			52
2/25/08	OLD		EX-21		Subsidiaries Lists  OLD			15
8/22/07	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			9
2/27/06	OLD		EX-14		Code of Ethics  OLD			1
3/15/05	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			11
3/9/94	OLD		EX-28		Info from a Report Furnished to State Insurance Regulators  OLD			1
					Additional Exhibits:
11/1/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			704
					Financials:
8/2/13	OLD		EX-12		Statements re: Computations of Ratios  OLD			134
8/2/13	OLD		EX-31		Certifications — §302 – SOA’02  OLD			82
8/2/13	OLD		EX-32		Certifications — §906 – SOA’02  OLD			82
8/2/13	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			681
8/2/13	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			11
8/2/13	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			66
8/2/13	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			9
5/12/09	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
12/10/08	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			106
8/5/05	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
3/16/01	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			30
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			29
					Graphics:
3/12/12	OLD		GRAPHIC		Photos, Images and Graphs  OLD			7,911

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  1,330 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
10/18/18	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	132
2/24/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	10
2/13/09	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	51
1/5/09	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	486
12/9/08	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	583
11/26/08	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	21
10/3/08	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	21
2/12/07	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	3
					Letters:
7/18/11	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			23
					General Exhibits:
2/13/09	OLD		EX-24		Powers of Attorney  OLD			28
9/30/08	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
9/18/08	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
10/18/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			148
					Graphics:
2/24/09	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2,857

        

Filings History

Year		# of Filings
2018		2
⇑
2016		4
⇑
2014		1
2013		14
2012		23
2011		16
2010		15
2009		329
2008		1,193
2007		1,205
2006		540
2005		402
2004		526
2003		619
2002		545
2001		403
2000		443
1999		387
1998		456
1997		474
1996		440
1995		347
1994		270