Sunamerica Annuity & Life Assurance Co. 

CA

  SEC # 6342

        

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545  SEC Filings   from  5/15/95  to  9/26/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘OIP ORDR’ — Application for an SEC Exemption Order – ‘40-OIP’ SEC Order — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Sunamerica Annuity & Life Assurance Co.

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Forms , Documents & Exhibits  in  529 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/26/13	OLD		OIP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-OIP’ SEC Order  OLD	1
9/26/13	OLD		OIP NTC		SEC:		Application for an SEC Exemption Order – ‘40-OIP’ SEC Notice  OLD	1
6/13/12	OLD		40-OIP		Registration:		Applications for SEC Exemption Orders from the SEC Office of Insurance Products (OIP) by Investment Companies  OLD	3
11/8/11	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
7/1/11	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	13
8/14/06	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	8
8/14/06	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	33
8/14/06	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	6
8/14/06	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
1/30/06	OLD		15-15D		Update:		Notices of Suspensions of Duty to File Reports — Form 15  OLD	6
12/20/05	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	120
12/16/05	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	6
1/13/05	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	291
12/1/04	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	3
7/18/03	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	10
6/20/02	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
5/29/02	OLD		N-4		Registration:		Registration Statements by Variable Annuity Unit Investment Trusts for Separate Accounts — Form N-4  OLD	2
2/20/02	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
9/25/00	OLD		POS AMI		Registration:		Post-Effective Amendments of Registration Statements by Investment Companies  OLD	5
5/1/00	OLD		424A		Registration:		Prospectuses – Info Substantively Changed or Added  OLD	2
12/16/99	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
2/5/99	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	10
2/3/99	OLD		497		Registration:		Definitive Material  OLD	1
12/23/98	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	3
					General Exhibits:
8/14/06	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			44
8/14/06	OLD		EX-10		Material Contracts  OLD			45
8/14/06	OLD		EX-21		Subsidiaries Lists  OLD			17
4/28/05	OLD		EX-23		Consents of Experts and Counsel  OLD			122
4/26/04	OLD		EX-24		Powers of Attorney  OLD			24
7/18/03	OLD		EX-5		Opinions of Counsel re: Legality  OLD			12
6/27/01	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			30
2/16/99	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
					Additional Exhibits:
8/14/06	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			36
					Financials:
8/14/06	OLD		EX-31		Certifications — §302 – SOA’02  OLD			20
8/14/06	OLD		EX-32		Certifications — §906 – SOA’02  OLD			10
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			48
					Graphics:
8/14/06	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2013		2
2012		2
2011		3
⇑
2007		1
2006		10
2005		38
2004		51
2003		81
2002		78
2001		64
2000		58
1999		57
1998		35
1997		29
1996		23
1995		13