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Johnson Controls Inc. 
 WI
  SEC # 53669


        
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2,268  SEC Filings
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  from  2/14/94  to  2/13/17  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Capital Research Global Investors 
 
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notifications of all
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Filings
involving  Johnson Controls Inc. 

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Forms
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, Documents
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& Exhibits
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 in  665 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/28/16 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
12/12/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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232

8-K Items: 
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12/12/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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19
9/6/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
10/31/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
7/21/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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62
8/19/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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14
10/22/12 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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4
9/6/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
12/12/16 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
11/21/05 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
9/6/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/6/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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39
9/6/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
8/8/16 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
7/25/13 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 2
8/17/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
7/29/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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60
8/31/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 40
12/12/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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129

12/12/16 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 51
11/23/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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21
9/16/16 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 22
9/16/16 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 2
7/29/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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76
7/6/16 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
7/5/16 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 95
5/26/16 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 3
4/1/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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25
1/14/16 OLDARSUpdate:  Annual Reports to Security Holders  OLD 9
12/14/15 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
12/14/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 21
2/6/15 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 7
6/12/14 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 17
6/10/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 10
10/16/13 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 15
5/8/13 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
11/16/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
9/28/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 7
9/17/09 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 7
9/16/09 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
9/14/09 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3
3/18/09 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/16/09 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
6/30/05 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
3/25/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 9
9/17/03 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
4/26/02 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
12/21/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 6

General Exhibits: 
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12/12/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 58
11/23/16 OLDEX-10Material Contracts  OLD 131
11/23/16 OLDEX-21Subsidiaries Lists  OLD 23
9/6/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 21
5/26/16 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 17
3/3/16 OLDEX-23Consents of Experts and Counsel  OLD 61
1/27/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
2/6/15 OLDEX-5Opinions of Counsel re: Legality  OLD 30
2/6/15 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 11
9/4/09 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
11/30/04 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 11
7/17/00 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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10/31/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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234

Financials: 
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11/23/16 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 3
11/23/16 OLDEX-12Statements re: Computations of Ratios  OLD 66
11/23/16 OLDEX-31Certifications — §302 – SOA’02  OLD 122
11/23/16 OLDEX-32Certifications — §906 – SOA’02  OLD 61
11/23/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,405
11/23/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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37
11/23/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 185
11/23/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
28
7/29/16 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 45
12/22/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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35
12/18/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 11

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11/23/16 OLDGRAPHICPhotos, Images and Graphs  OLD 2,855


Forms
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, Documents
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& Exhibits
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 in  1,671 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/13/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 58
12/12/16 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 87
9/7/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 1,432
9/6/16 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
4/7/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 39
6/10/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 10
9/28/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 7
11/13/08 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4

Letters: 
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4/6/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC32

General Exhibits: 
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12/12/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
3/16/16 OLDEX-10Material Contracts  OLD 7
1/27/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
5/30/14 OLDEX-24Powers of Attorney  OLD 47

Additional Exhibits: 
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12/12/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 27

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8/18/16 OLDGRAPHICPhotos, Images and Graphs  OLD 353


        

Filings History

Year    # of Filings
In descending order
2017 2
2016 191
2015 96
2014 112
2013 116
2012 100
2011 108
2010 131
2009 181
2008 143
2007 172
2006 196
2005 187
2004 198
2003 188
2002 51
2001 15
2000 12
1999 9
1998 14
1997 19
1996 13
1995 13
1994 1

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