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Capital One, N.A. 
 NY
  SEC # 47288


        
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553  SEC Filings
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  from  1/13/94  to  2/11/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/19 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Capital One, N.A. 

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Forms
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, Documents
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& Exhibits
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 in  337 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/11/20 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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80
10/8/19 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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5
11/25/05 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/16/05 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 3
11/14/05 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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96

8-K Items: 
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11/14/05 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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14
10/21/05 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 5
11/14/05 OLD
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  Governance & Management: 
Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 3
10/21/05 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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6
9/7/05 OLD
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  Events: 
Other Events — Item 8.01  OLD 5
11/14/05 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 20

11/9/05 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 37
10/11/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
9/27/05 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
9/27/05 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
7/1/05 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 8
3/15/05 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
3/4/05 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 17
7/22/04 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
6/23/04 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 40
6/3/03 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 10
6/3/03 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
3/17/03 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
2/13/03 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
1/13/03 OLDS-3DRegistration:  Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3  OLD 1
5/24/99 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/27/98 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
9/26/96 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1

Form-Specific Documents: 
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2/11/20 OLDINFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management
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22

General Exhibits: 
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11/9/05 OLDEX-10Material Contracts  OLD 63
9/8/05 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
7/18/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
3/4/05 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 14
3/4/05 OLDEX-23Consents of Experts and Counsel  OLD 25
3/4/05 OLDEX-24Powers of Attorney  OLD 18
3/4/05 OLDEX-21Subsidiaries Lists  OLD 10
6/23/04 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
6/23/04 OLDEX-5Opinions of Counsel re: Legality  OLD 3
6/23/04 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
3/30/01 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8

Additional Exhibits: 
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11/14/05 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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34

Financials: 
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11/9/05 OLDEX-31Certifications — §302 – SOA’02  OLD 10
11/9/05 OLDEX-32Certifications — §906 – SOA’02  OLD 10
6/23/04 OLDEX-12Statements re: Computations of Ratios  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 64

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10/21/05 OLDGRAPHICPhotos, Images and Graphs  OLD 92

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
10/29/199/30/19  16 of 1,359  $3  
 MS
 
Hancock Whitney Corp.


Forms
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, Documents
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& Exhibits
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 in  222 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
12/8/05 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 182
11/14/05 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 19
11/4/05 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
2/14/05 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 14
7/22/04 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5
1/28/04 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

General Exhibits: 
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3/9/05 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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3/7/05 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

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3/7/05 OLDGRAPHICPhotos, Images and Graphs  OLD 43


        

Filings History

Year    # of Filings
In descending order
2020 1
2019 4
2018 4
2017 4
2016 4
2015 4
2014 4
2013 4
2012 4
2011 4
2010 4
2009 5
2008 4
2007 3
2006 5
2005 167
2004 92
2003 43
2002 21
2001 16
2000 15
1999 17
1998 21
1997 24
1996 21
1995 24
1994 34

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