| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/8/24 |  | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 801 |
| 4/5/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 4 |
| 4/5/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 10 |
| 3/27/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 481 |
| | |
| | 8-K Items: |
| 4/22/21 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 30 |
| 10/15/21 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 4 |
| 4/30/09 | OLD | | " | | | • | Bankruptcy or Receivership — Item 1.03 OLD — ↓‘EX-2’ | 1 |
| 1/5/15 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 7 |
| 1/19/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 78 |
| 1/5/10 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 4 |
| 1/5/10 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 4 |
| 1/5/10 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 2 |
| 2/19/20 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 10 |
| 6/2/21 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 6 |
| 2/16/07 | OLD | | Accountants & Accounting: | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 3 |
| 12/30/10 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 6 |
| 3/27/24 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 48 |
| 12/9/22 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 13 |
| 5/5/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 23 |
| 3/27/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 92 |
| 12/14/23 | | | Events: | • | Other Events — Item 8.01 | 174 |
| 3/27/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 327 |
| | |
|
| 3/22/24 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 3 |
| 2/20/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 35 |
| 2/13/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 51 |
| 12/11/23 | | | FWP | | Registration: | | Prospectuses – Free Writing | 45 |
| 12/11/23 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 54 |
| 10/31/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 101 |
| 4/24/23 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 19 |
| 10/26/22 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 21 |
| 8/31/22 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 4 |
| 8/6/21 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 8/6/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 2 |
| 2/22/21 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 2,321 |
| 3/2/20 | OLD | | D | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 5/21/15 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 4 |
| 5/7/15 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 32 |
| 3/20/15 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statement — Schedule 14A OLD | 1 |
| 12/19/14 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 2 |
| 12/18/14 | OLD | | 424B7 | | Registration: | | Prospectus – Selling Security Holders – Info Previously Omitted OLD | 1 |
| 4/10/14 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 5 |
| 4/9/14 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 5 |
| 4/8/14 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 19 |
| 3/27/14 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD — Financial Reports | 12 |
| 1/18/12 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 5 |
| 11/14/11 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notice by a Money Manager — Form 13F OLD — Assets Under Management | 1 |
| 6/13/11 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 5 |
| 3/9/11 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 39 |
| 3/2/11 | OLD | | POS EX | | Registration: | | Post-Effective Amendment of a Registration Statement – Additional Exhibits OLD | 1 |
| 1/19/06 | OLD | | RW | | Registration: | | Registration Withdrawal Requests OLD | 3 |
| 10/24/05 | OLD | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 OLD | 12 |
| 10/20/03 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 3/10/99 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 5 |
| 10/15/98 | OLD | | S-2 | | Registration: | | Registration Statement — Form S-2 OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/13/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 43 |
| | |
| | General Exhibits: |
| 4/8/24 | | | EX-FILING FEES | | Filing Fees | 84 |
| 3/27/24 | | | EX-10 | | Material Contracts | 229 |
| 3/22/24 | | | EX-23 | | Consents of Experts and Counsel | 115 |
| 2/20/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/20/24 | | | EX-21 | | Subsidiaries Lists | 18 |
| 12/14/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 96 |
| 12/14/23 | | | EX-5 | | Opinions of Counsel re: Legality | 97 |
| 12/14/23 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 55 |
| 12/9/22 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 51 |
| 10/26/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 70 |
| 8/6/21 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 30 |
| 4/28/20 | OLD | | EX-22 | | Published Report re: Matters Submitted to a Vote of Security Holders OLD | 1 |
| 2/19/20 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 10 |
| 10/6/94 | OLD | | EX-26 | | Invitation for Competitive Bids OLD | 1 |
| 10/6/94 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| | |
| | Additional Exhibits: |
| 3/27/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 454 |
| | |
| | Financials: |
| 4/5/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 7,338 |
| 4/5/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 562 |
| 4/5/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 87 |
| 4/5/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 123 |
| 3/27/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 130 |
| 2/20/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 184 |
| 2/20/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 88 |
| 11/1/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 129 |
| 11/8/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 32 |
| | |
| | Graphics: |
| 4/5/24 | | | GRAPHIC | | Photos, Images and Graphs | 5,838 |
