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AV Homes, Inc. 
 AZ
  SEC # 39677


        
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1,358  SEC Filings
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  from  3/30/94  to  2/11/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  First Manhattan Co. LLC. [ formerly First Manhattan Co. ] 
 
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notifications of all
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Filings
involving  AV Homes, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  464 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/12/18 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
10/9/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 11
10/2/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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198

8-K Items: 
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10/2/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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28
10/2/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
10/2/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
8/1/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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57
5/18/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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13
10/2/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
6/23/15 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
10/2/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
5/12/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/2/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/2/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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48
10/2/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
9/27/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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11
9/16/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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47
9/27/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 31
10/2/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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126

10/2/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 6
10/2/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 7
9/27/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 16
8/28/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
8/27/18 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
8/1/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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78
4/18/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 26
2/23/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
7/5/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
6/29/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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20
6/23/17 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3
6/23/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
6/16/16 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 13
6/19/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 12
4/1/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
7/26/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
6/20/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/20/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
3/15/12 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
11/9/11 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
2/1/11 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 3
2/1/11 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
1/31/11 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
12/14/06 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/28/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 7
4/17/01 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
1/29/98 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
1/27/98 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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10/2/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 36
10/2/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 24
6/7/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
2/23/18 OLDEX-23Consents of Experts and Counsel  OLD 54
2/23/18 OLDEX-10Material Contracts  OLD 235
2/23/18 OLDEX-21Subsidiaries Lists  OLD 24
6/23/17 OLDEX-5Opinions of Counsel re: Legality  OLD 22
6/23/17 OLDEX-24Powers of Attorney  OLD 4
6/23/17 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 7
2/4/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
3/30/94 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1

Additional Exhibits: 
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9/27/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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168

Financials: 
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8/1/18 OLDEX-31Certifications — §302 – SOA’02  OLD 134
8/1/18 OLDEX-32Certifications — §906 – SOA’02  OLD 128
8/1/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,513
8/1/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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38
8/1/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 182
8/1/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
31
2/23/18 OLDEX-12Statements re: Computations of Ratios  OLD 14
5/12/16 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/16/07 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 16
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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27

Graphics: 
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8/28/18 OLDGRAPHICPhotos, Images and Graphs  OLD 332


Forms
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, Documents
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& Exhibits
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 in  919 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/11/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 102
10/4/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 718
10/4/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 12
10/2/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
9/27/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 31
2/3/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 25
4/1/14 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
2/1/11 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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6/28/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC21

General Exhibits: 
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6/7/18 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
6/4/15 OLDEX-24Powers of Attorney  OLD 36
9/17/03 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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10/2/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 53

Graphics: 
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8/28/18 OLDGRAPHICPhotos, Images and Graphs  OLD 7


        

Filings History

Year    # of Filings
In descending order
2019 1
2018 109
2017 71
2016 55
2015 74
2014 80
2013 79
2012 63
2011 79
2010 90
2009 77
2008 108
2007 127
2006 102
2005 74
2004 35
2003 52
2002 12
2001 12
2000 11
1999 8
1998 12
1997 9
1996 6
1995 5
1994 7

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