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Franklin Resources Inc. 
 CA
  SEC # 38777


        
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10,539  SEC Filings
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  from  1/6/94  to  4/16/24  (2 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed as:  Offerer / Owner — Re:  Clarion Partners Real Estate Income Fund Inc. 
 
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notifications of all
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Filings
involving  Franklin Resources Inc. 

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Forms
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, Documents
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& Exhibits
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 in  6,744 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/16/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 178
4/9/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 5,407
3/21/24 New Document this Past Month!S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  New Document this Past Month! 17
2/9/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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266

8-K Items: 
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7/28/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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26
7/28/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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4
7/31/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
1/29/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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80
7/28/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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9
5/22/06 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
11/1/23
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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3
12/19/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
2/9/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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32
7/1/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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15
10/24/05 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
2/8/24"Submission of Matters to a Vote of Security Holders — Item 5.0716
1/29/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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23
12/13/23
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  Events: 
Other Events — Item 8.0137
2/8/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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150

2/9/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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120
1/29/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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93
12/27/23ARSUpdate:  Annual Reports to Security Holders14
12/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A16
12/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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39
11/14/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4378
11/13/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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33
6/27/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K39
10/11/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 16
8/6/21 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
8/5/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7
8/5/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 9
1/21/21 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/6/20 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 4
2/18/20 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
12/11/18 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
5/1/18 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
3/12/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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16
11/2/17 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 7
3/24/10 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 2
12/14/06 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
9/5/06 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/10/04 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 49
5/23/03 OLD40-6CRegistration:  Application for an Exemption or Other Relief by an Investment Company  OLD 1
4/3/03 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
3/17/03 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
11/1/01 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 12
3/27/01 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 10
1/26/01 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
8/27/99 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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3/31/05 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

Form-Specific Documents: 
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2/9/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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46

General Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 112
3/21/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 29
2/8/24EX-10Material Contracts232
11/13/23EX-21Subsidiaries Lists28
8/12/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 27
8/12/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 13
8/5/21 OLDEX-24Powers of Attorney  OLD 10
7/1/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 20
10/6/20 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 8
2/18/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 14
12/14/05 OLDEX-14Codes of Ethics  OLD 3
9/30/04 OLDEX-19Report Furnished to Security Holders  OLD 1
11/1/01 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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1/29/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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1,228

Financials: 
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2/9/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,462
2/9/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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109
2/9/24EX-101.*XBRL Data  (XBRL Files)497
2/9/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)65
2/9/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
102
1/29/24EX-31Certifications — §302 – SOA’02174
1/29/24EX-32Certifications — §906 – SOA’02174
11/13/17 OLDEX-12Statements re: Computations of Ratios  OLD 59
5/8/09 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
12/19/06 OLDEX-16Letter re: a Change in Accountant  OLD 1
12/7/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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26
2/12/99 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 7

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3/21/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,258

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/12/2012/31/19  NA of 19  NA  
 NY
 
Benefit Street Partners LLC


Forms
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, Documents
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& Exhibits
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 in  2,234 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 354613
 

        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 2,050
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G37
2/6/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 331
12/21/235Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 580
12/14/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1443
8/5/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7
2/5/19 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 2
2/6/14 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
12/18/96 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

Letters: 
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3/13/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC21

General Exhibits: 
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2/6/24EX-24Powers of Attorney97

Additional Exhibits: 
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1/5/24EX-99Miscellaneous Exhibits, such as Press Releases5

Financials: 
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11/27/96 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 2

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8/5/21 OLDGRAPHICPhotos, Images and Graphs  OLD 18


        

Filings History

Year    # of Filings
In descending order
2024 72
2023 213
2022 276
2021 237
2020 233
2019 250
2018 324
2017 394
2016 377
2015 362
2014 399
2013 365
2012 313
2011 298
2010 354
2009 419
2008 507
2007 485
2006 511
2005 463
2004 465
2003 467
2002 356
2001 351
2000 354
1999 444
1998 532
1997 363
1996 162
1995 101
1994 92

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