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Ca, Inc. 
 NY
  SEC # 356028


        
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2,305  SEC Filings
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  from  2/8/94  to  11/15/18  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Ca, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  799 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/15/18 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/7/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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81
11/5/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 31
11/5/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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274

8-K Items: 
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7/12/18 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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45
11/5/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
11/5/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
8/6/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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64
6/28/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
5/8/18 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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9
11/5/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
11/5/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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6
7/31/06 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
11/5/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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1
11/5/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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46
11/5/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
8/7/06 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 5
9/12/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
7/12/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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31
10/15/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 45
11/5/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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179

11/5/18 OLDS-3DPOSRegistration:  Post-Effective Amendment of an ‘S-3D’ Registration — Form S-3  OLD 1
9/4/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 95
8/10/18 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
7/24/18 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/29/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 24
6/15/18 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 25
5/9/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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27
9/27/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 22
5/15/17 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 4
3/16/17 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 3
3/15/17 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
3/15/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 17
5/31/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
12/7/15 OLDCERTNASTrading:  Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD 4
12/1/15 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 5
7/8/15 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 14
6/18/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
6/5/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 18
6/3/15 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 7
8/14/13 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
5/15/12 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 3
4/28/08 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/18/06 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/14/06 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
11/28/06 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
10/6/06 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 9
8/10/06 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
6/13/06 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
9/27/05 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
9/21/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/10/05 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 14
2/2/05 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
6/25/04 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD 1
9/4/03 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
8/12/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
7/24/02 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
7/16/02 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
7/18/01 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/12/00 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
4/3/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 13
5/28/99 OLDSC 14D1Ownership:  Tender-Offer Statements by Third Parties — Schedule 14D-1  OLD 69
3/2/98 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1

General Exhibits: 
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11/5/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 21
8/10/18 OLDEX-10Material Contracts  OLD 232
7/12/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 62
7/12/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 13
6/15/18 OLDEX-23Consents of Experts and Counsel  OLD 135
5/9/18 OLDEX-24Powers of Attorney  OLD 16
5/9/18 OLDEX-21Subsidiaries Lists  OLD 23
9/27/17 OLDEX-5Opinions of Counsel re: Legality  OLD 37
5/15/17 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 10
3/17/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
8/16/06 OLDEX-9Voting Trust Agreement  OLD 1
7/15/05 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4

Additional Exhibits: 
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9/12/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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536

Financials: 
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11/7/18 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 63
11/7/18 OLDEX-31Certifications — §302 – SOA’02  OLD 134
11/7/18 OLDEX-32Certifications — §906 – SOA’02  OLD 75
11/7/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,586
11/7/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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44
11/7/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 228
11/7/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
35
8/7/18 OLDEX-12Statements re: Computations of Ratios  OLD 55
5/23/08 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
2/7/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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29
7/2/99 OLDEX-16Letter re: a Change in Accountant  OLD 1

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8/10/18 OLDGRAPHICPhotos, Images and Graphs  OLD 524


Forms
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, Documents
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& Exhibits
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 in  1,526 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/7/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 1,249
11/7/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11
11/5/18 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 4
9/10/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 65
8/14/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 60
3/15/17 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
1/31/14 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
12/14/06 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
8/15/06 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
8/16/04 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 2
6/5/03 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 14
7/18/02 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 4
7/17/02 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 76
7/16/02 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 4
7/27/01 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
3/15/00 OLD425Registration:  Prospectus or Communication – Merger  OLD 1

Letters: 
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10/4/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16

General Exhibits: 
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8/14/18 OLDEX-24Powers of Attorney  OLD 260
8/16/06 OLDEX-9Voting Trust Agreement  OLD 1
10/30/03 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
10/30/03 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
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11/5/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 41

Graphics: 
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5/15/14 OLDGRAPHICPhotos, Images and Graphs  OLD 463


        

Filings History

Year    # of Filings
In descending order
2018 164
2017 102
2016 106
2015 125
2014 79
2013 120
2012 107
2011 113
2010 114
2009 119
2008 124
2007 129
2006 180
2005 157
2004 109
2003 76
2002 53
2001 151
2000 47
1999 40
1998 31
1997 7
1996 16
1995 19
1994 17

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